- Courted (New York, NY)
- …Overview: We are looking for a detail-oriented and organized Data & Operations Analyst to support data management, compliance , and product operations. This role ... and manage deadlines in a fast-paced environment Previous experience in data compliance , regulatory processes, or similar administrative roles is highly… more
- NorthMark Strategies (New York, NY)
- …Position: We are seeking a highly analytical and detail-oriented Senior Risk Analyst to join our Insurance Management & Advisory department, operating within a ... negotiation, and administration of OCIP insurance programs, ensuring optimal coverage, compliance , and cost control. Analyze and evaluate alternative risk transfer… more
- HSBC (New York, NY)
- …research documents written by Global Investment Research (GIR) analysts from a regulatory perspective to allow distribution in the US. All Research (including ... and any other member of GIR) must be approved by a registered Supervisory Analyst (SA) before it can be distributed into the US. Currency, economics and most… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees with licensing and registration… more
- SMBC (White Plains, NY)
- …resource for junior staff members + Prepares or verifies daily reports in compliance with regulatory requirements (Dodd-Frank, EMIR, Canada) + No approval ... executed by the bank's domestic and global branch offices. The Derivatives Analyst is responsible for review of the administrators and representatives daily… more
- Neuberger Berman (New York, NY)
- The Quantitative Analyst /Associate will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... analysis for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with… more
- SMBC (New York, NY)
- …vendors. + Experience working in an environment where adherence to banking compliance and regulatory standards is essential. **Qualifications and Skills** ... rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of the Cash Management/Transaction Banking group within… more
- PSEG Long Island (Bethpage, NY)
- …securing critical infrastructure systems by performing risk assessments, managing compliance , engineering defenses, and collaborating with cross-functional teams to ... + Ensure adherence to, and continuous improvement of NERC CIP regulatory requirements. + Collaborate with IAM, Security Operations and Architecture/Engineering teams… more
- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include...of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent… more
- Stony Brook University (Stony Brook, NY)
- …a student services area in an academic environment. Experience maintaining compliance and confidentiality of student records. Experience managing records and ... Registrar collaborates closely with the Office of the Registrar Business Analyst , IT Services, academic departments, and administrative offices to translate business… more
- HSBC (New York, NY)
- …HSBC and regulatory standards, policies and practices; report control weaknesses, compliance breaches and operational loss events **Management of Risk** + Apply ... difficult to analyze and require a high degree of analyst skill to evaluate the relevant risk factors. The...be responsible for ensuring appropriate documenting of all legal, compliance and credit risks per guidelines and approvals. The… more
- SMBC (New York, NY)
- …+ Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability ... Management business is seeking a highly skilled and customer-focused data analyst with strong visualization and project management capabilities. The Strategy and… more
- SMBC (New York, NY)
- …guidance to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory ... in the financial services industry within the credit function as a credit analyst , including experience in covering the FI sector + Solid foundation in finance… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- Fairfield University (Fairfield, CT)
- …and data integrity. Serves as a key liaison between internal departments and external regulatory bodies, the Compliance Analyst plays a vital role in ... **Position Summary:** The Office of Institutional Research at Fairfield University's Compliance Analyst will manage institutional reporting requirements for… more
- American Express (New York, NY)
- …oversight and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Analyst , Corporate Functions ... operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall… more
- American Express (New York, NY)
- …or other related discipline is required. + 2-3 years of experience in regulatory reporting team, audit, compliance or risk management within the banking ... #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering risk of… more
- Mizuho Corporate Bank (New York, NY)
- …week with the remainder worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, ... and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: ... Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** The RRM Analyst will become a Subject Matter Expert on the data generated during regulatory ... responsibilities will include: + Data management, which includes data entry of regulatory information in the system of record. + Maintaining RELM's Tableau… more
