- Mizuho Corporate Bank (New York, NY)
- …Management Lead (Operational Risk Management) We are seeking an experienced Data Management & Regulatory Reporting Subject Matter Expert (SME) at the ... and credible challenge to ensure that our data governance frameworks and regulatory reporting processes produce accurate, complete, and timely US regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …candidate is expected to have strong working knowledge of the bank regulatory reporting operating model, subject matter expertise in key regulatory ... About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible...three days per week with the remainder worked remotely, subject to Mizuho HR remote work policies. Summary The… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The VP, Controllership- Regulatory Reporting Leader is responsible for leading controllership efforts to prepare ... Y-11, FR Y-14Q and FR Y-15. You will lead regulatory reporting strategy, driving process improvement and...training for all key stakeholders + Act as functional subject matter expert and partner closely with… more
- Citigroup (New York, NY)
- …personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of ... the Valuation Policy team within the Valuation Control Group (VCG) for Citi, reporting into the Global Head of Valuation Policy. The Valuation Control Group (VCG)… more
- Mizuho Corporate Bank (New York, NY)
- …is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non-Financial Risk (NFR) Team has built a repeatable and ... our operational resilience frameworks and controls are robust, align with regulatory expectations and industry best practices, and are continuously improved. This… more
- Citigroup (New York, NY)
- …requests as well as responses to supervisory letters. The team partners closely with subject matter experts within risk segments to: + Oversee and coordinate ... of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization...effective working relationships and partner with key stakeholders and subject matter experts across relevant risk segments… more
- SMBC (New York, NY)
- …relationship with regulatory authorities. + Provide thought leadership and subject matter expertise for compliance issues. + Seek operational efficiencies ... **Role Description** The Advisory Compliance team serves as a regulatory advisory function within the overall Compliance program and...on a global scale. + Ability to translate technical subject matter and convey it in easily… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... or function and leads a team of specialists + Subject matter expert for a functional area...desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable… more
- Scotiabank (New York, NY)
- …raised by regulatory , and internal and external compliance bodies by providing subject matter expertise on reporting content and processes. + Performs ... Associate, US Treasury - Liquidity Reporting & Analytics **Requisition ID:** 224019 **Salary Range:**...+ Supports the development of Senior Analysts and shares subject matter expertise as needed. + Contributes… more
- TD Bank (New York, NY)
- …a specialized compliance area, business or function and leads a team of specialists + Subject matter expert for a functional area + Key contact for business ... for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and… more
- TD Bank (New York, NY)
- …+ Leads or contributes to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk / provide guidance for ... and leads a large and/or highly complex and diverse reporting function for an area of significant risk, complexity...guidelines of conduct + Shares knowledge, information, skills, and subject matter expertise among the team and… more
- Mastercard (Harrison, NY)
- …across the Americas Open Banking Risk and Compliance organization. The role will provide subject matter expertise to product teams to identify and implement best ... governments realize their greatest potential._ **Title and Summary** Risk Assessment and Reporting Analyst, Open Banking Risk Assessment and Reporting Analyst,… more
- TD Bank (New York, NY)
- …on professional judgment regarding responsiveness and appropriateness. + Acts as the primary subject matter expert for certain Compliance Program elements and is ... and to escalate instances of non-compliance. + Works independently as the senior analyst/ subject matter expert and may coach and educate others + Oversees… more
- TD Bank (New York, NY)
- …and directs the compliance culture + Provides insight, guidance, and recommendation on Compliance subject matter , regulatory and industry issues and acts as ... a specialized resource to other departments based on subject matter expertise + Provides explanation and/or resolution for business/Compliance management based… more
- American Express (New York, NY)
- …Quality Assurance Organization (FRQA) within Corporate Controllership, in support of the Regulatory Reporting Automation program. This role is responsible for ... focusing on driving the definition, analysis and documentation of key regulatory reporting requirements, architectural designs and deliver best-in-class,… more
- American Express (New York, NY)
- … Reporting Quality Assurance Organization (FRQA), in support of the Regulatory Reporting Automation program. Global Capabilities Product Owner team is ... data and automation capabilities required to support the regulatory reporting team. Some of the key...processes. * Coordinate with various Product Owners, Process Owners, Subject Matter Experts, Solution Architecture colleagues, and… more
- TD Bank (New York, NY)
- …and support to analysts on matters related to portfolio and specialty + Typically a subject matter expert for a key functional Compliance area and business + ... committees relating to designated business activities as required + Delivers relevant subject matter expertise and Compliance advice to business management +… more
- Marex (New York, NY)
- …as a subject matter expert ("SME") on products, regulatory reporting , and broker-dealer operations by maintaining proficient knowledge of applicable ... Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily...providing real-time compliance advisory services and serve as the subject matter expert to Marex Capital Markets… more
- SMBC (New York, NY)
- …process with a large amount of independence. Incumbents are typically referred to as subject matter experts and known internally and externally as a reliable, ... written and oral communication skills, particularly with respect to communicating technical subject matter . + Ability to manage multiple assignments and build… more
- TD Bank (New York, NY)
- …+ Expert knowledge of the business and operational functions supported + Typically a subject matter expert for a key functional AML/ATF/ Sanctions/ABAC area and ... committees relating to designated business activities as required + Delivers subject matter expertise and AML/ATF/Sanctions/ABAC guidance to business management,… more