- TD Bank (New York, NY)
- …**Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services /Prime Brokerage The **Wholesale Banking Finance ... Group** is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). A key function within… more
- BlackRock (New York, NY)
- …Financial Resource Management businesses to deliver investment, trading, financing and risk management excellence for clients every minute of every day. ... **About this role** ** Securities Lending & Cash Management Innovation,...focus on revenue generation, productivity enhancement, scale enablement and risk mitigation potential; + **Derived Data Strategy:** Developing proprietary… more
- TD Bank (New York, NY)
- …in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions ... regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking… more
- JPMorgan Chase (New York, NY)
- …and contribute to the definition and financial performance of cash capabilities within Securities Services at one of the world's leading custodians. As a ... of cash products for clients and markets supported by Securities Services , with a focus on the...cross-border payments and clearing infrastructures, bank funding processes, product, risk , and business management disciplines. * Strong… more
- JPMorgan Chase (New York, NY)
- Agency Securities Finance ("ASF") is a global business within Securities Services , a division in the Corporate and Investment Bank ("CIB") of JP Morgan ... ASF and Platform Sales. + Serve as client advocate across trading, operations, client service , risk , credit, technology, and product + When issues occur, take… more
- TD Bank (New York, NY)
- …Coordination team is hiring for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD ... Markets, Interest Rate, Currency, and Derivative products. Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses… more
- JPMorgan Chase (New York, NY)
- …delivering sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and ... services industry, particularly in securities services or sales. + Familiarity with risk ... services or sales. + Familiarity with risk management frameworks and regulatory compliance processes.… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Manage regulatory examinations covering wholesale businesses,… more
- PNC (New York, NY)
- …informed on policy changes, regulatory developments, and market innovations affecting mortgage-backed securities investments. Risk Management and Reporting * ... risk analysis, and portfolio optimization. * Proficiency in Bloomberg, pricing/ risk management software (Aladdin/YB), and advanced Excel modeling. *… more
- TD Bank (New York, NY)
- …well as with our debt capital markets, equity capital markets, syndication and risk management teams. In addition Vice Presidents mentor junior professionals who ... specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part...accountable for providing a comprehensive and diverse range of risk management expertise to business leaders and… more
- JPMorgan Chase (New York, NY)
- …role will be based out of New York and is part of the broader Securities Services team. **Job Responsibilities:** + Support the delivery of GC Product's network ... This role is within Custody Core Product's Market Management team. The successful candidate will own market...- streamline GC Core Product involvement in the ongoing risk assessment and annual FAR process. + Demonstrate understanding… more
- TD Bank (New York, NY)
- …facilitation and presentation skills + Proven ability to deal with all levels of management + Strong Customer Service orientation and ability to establish strong ... specific details for this role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee...and Controls is responsible for leading the oversight and management of employee relations. This senior leader will ensure… more
- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: The TDS Veritas Platform is the cross-asset pricing and risk management platform for TD Securities . TDS Veritas is ... products used by front office users as well as risk management functions in the Investment Bank....to communicate effectively with all levels of staff and management **Who We Are** TD Securities offers… more
- Citizens (New York, NY)
- …of securities and investment products and ability to assess risk - such as alternative investments, options, annuities, equities, bonds/fixed income products, ... Bank has accelerated its strategy to build out Wealth Management , scale Business Banking, grow deposits, and expand in...$20 Billion in assets, offering a wide scope of services , expertise, and research, while intimately focusing on each… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . Ideal candidate would have previous compliance experience, preferably in an ... policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide ongoing… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing programs to ... support a strong risk culture and comprehensive...wide impact or accountability. + Position deals with senior/executive management . + Key contact for business management ,… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . Compliance Monitoring and Testing + Assist with developing and executing ... Testing metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified findings + Support the… more
- MUFG (New York, NY)
- … Risk systems in the organization. The team supports both Market and Credit Risk management across EMEA, North America, and Asia Pacific regions, focusing on ... new technologies to provide innovative solutions to enhance the capabilities of the Risk Management department. **Key Responsibilities:** In this role, you will… more
- SMBC (New York, NY)
- …resources within the Risk Management Department, to cover market risk across the banking book, derivatives, and securities products. **Role Objectives: ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...Work Experience: 3+ years of experience in the financial services industry, preferably in risk management… more
- Raymond James Financial, Inc. (New York, NY)
- …requires a strategic thinker with a deep understanding of technology, risk management , and regulatory compliance in financial services . The VP will work ... Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and...management , with at least 5 years in technology risk management within financial services .… more