• Securities Services Sales

    JPMorgan Chase (New York, NY)
    …delivering sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and ... stakeholders to execute business requirements. As a Business Manager within Securities Services ,...Securities Services , you will support Americas Securities Services Sales Team by… more
    JPMorgan Chase (03/08/25)
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  • Global Markets Business Coordination…

    TD Bank (New York, NY)
    …Derivative products. Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business ... GMBC Director with the planning, management, and delivery of a robust TD Securities Global Markets Business Coordination mandate through all specific phases in… more
    TD Bank (04/26/25)
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  • Relationship Manager - Agency Securities

    JPMorgan Chase (New York, NY)
    Agency Securities Finance ("ASF") is a global business within Securities Services , a division in the Corporate and Investment Bank ("CIB") of JP Morgan ... Chase. The ASF business is seeking an experienced Relationship Manager based in...optimization, and performance attribution. You will represent JPMorgan Agency Securities Finance at the Client and represent the Client… more
    JPMorgan Chase (04/18/25)
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  • Director, US Markets Compliance Advisory, TD…

    TD Bank (New York, NY)
    …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
    TD Bank (04/05/25)
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  • Securities Services Pricing…

    JPMorgan Chase (New York, NY)
    …in Business , Finance, Economics, or other related area + Prior experience in Securities Services or Business Management role + 2+ years of experience, ... Join the Finance team that works with stakeholders across Securities Services in order to guide commercial...in partnership with Product Management, Sales , Client Service , Operations, and others to guide the business more
    JPMorgan Chase (05/04/25)
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  • Vice President, Regulatory Exam Management, TD…

    TD Bank (New York, NY)
    …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is committed to providing… more
    TD Bank (04/03/25)
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  • Executive Administrative Assistant…

    JPMorgan Chase (New York, NY)
    …least 3 years of administrative support experience with background in client facing sales and financial services , supporting all levels through managing director ... today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer… more
    JPMorgan Chase (05/22/25)
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  • Capital Introduction VP - Securities Lead

    Wells Fargo (New York, NY)
    …a day-in, day-out working relationship with the existing sales , capital introduction, business consulting and client service teams + An appreciation for and ... the Capital Introduction team and work closely with the sales team to generate new business . This...a peer mentor **Required Qualifications:** + 5+ years of Securities Sales experience, or equivalent demonstrated through… more
    Wells Fargo (05/29/25)
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  • TD Securities , Employee Relations…

    TD Bank (New York, NY)
    …and practices establish and operate change strategy throughout the organization + Delivers business services , functions and capabilities that optimize the use of ... you more specific details for this role. **Line of Business :** TD Securities **Job Description:** The TD...to achieve measurable excellence in the quality delivery of sales , service , and products aligned with Best… more
    TD Bank (05/24/25)
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  • Senior Compliance Officer - US Markets Compliance…

    TD Bank (New York, NY)
    …the markets advisory team with focus on the fixed income and municipal finance sales and trading business lines including developing a good working relationship ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000 USD TD...in providing legal, regulatory or compliance advice to Markets sales and trading. + Knowledge of fixed income … more
    TD Bank (04/30/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
    TD Bank (03/25/25)
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  • Securities Principal Control Professional

    Citizens (New York, NY)
    …relating to client accounts and trading activities + Collaborate with other business lines including Compliance, Operations, and Sales teams + Confirm ... $20 Billion in assets, offering a wide scope of services , expertise, and research, while intimately focusing on each...Strong skills in system utilization and processing for the securities industry and business software programs (Excel,… more
    Citizens (05/23/25)
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  • Equities - Securities Lending…

    JPMorgan Chase (New York, NY)
    …with sales teams and other functional partners to deliver full- service coverage and identify new business opportunities. Required qualifications, ... candidate on the Hedge Fund distribution team, providing equity financing and securities lending coverage to hedge fund clients. The role is particularly focused… more
    JPMorgan Chase (05/07/25)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
    TD Bank (03/21/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
    TD Bank (05/23/25)
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  • Sales & Trading Assistant (NR)

    Raymond James Financial, Inc. (New York, NY)
    …two (2) years experience in a sales or trading environment within the securities or financial services industry. + Associate's Degree (AA) preferred. + OR ~ ... Under general supervision, uses intermediate level knowledge and skills in securities trading/ sales obtained through experience and/or training to assist… more
    Raymond James Financial, Inc. (05/09/25)
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  • FICC Sales and Trading Compliance

    SMBC (New York, NY)
    …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... reporting, Primary Dealer and fixed income futures activity. + Understanding of the products, services and business of Nikko and affiliates, such as US Treasury.… more
    SMBC (05/12/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
    SMBC (04/28/25)
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  • Sales Support Associate

    Foresters Financial Services (Westbury, NY)
    …Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative ... Cetera Financial Specialists (https://www.cetera.com/firms/cetera-financial-specialists) , First Allied Securities and Summit Brokerage Services more
    Foresters Financial Services (04/16/25)
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  • Program Sales Trader (Director)

    Raymond James Financial, Inc. (New York, NY)
    …markets, products, and electronic networks. **Skill in** + High level customer service . + Marketing skills and sales ability. + Using technical/professional ... and sales skills to obtain customers' commitment to ideas, services , or products. + Advanced math and analytics sufficient for quantitative analysis.… more
    Raymond James Financial, Inc. (03/04/25)
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