- NatWest Markets (Stamford, CT)
- US Operations Oversight & Advisory , Vice President LocationStamford, United States Job typePermanent Contract typeFull Time \#R-00252575 Our ... people to thrive. This role is based in the United States and as such all normal...of the department and the business._ **Overview:** The NatWest Operations Oversight & Advisory teamis… more
- City National Bank (New York, NY)
- *PAYMENTS RISK ADVISORY AND OVERSIGHT MANAGER* WHAT IS THE OPPORTUNITY? The Payments Risk Advisory and Oversight Manager will support key elements of the ... standard requirements are adhered by the enterprise. This role will execute effective oversight and challenge over the business/First Line of Defense (1LOD) and help… more
- Marex (New York, NY)
- …securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services ... Plan in line with below responsibilities: + Provide Compliance Advisory services to US Broker Dealer business...achieved. + Work with business partners (ie, Surveillance, IT, Operations etc.) to develop and enhance systems, tools, reports,… more
- Marex (New York, NY)
- …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, ... reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to Marex Capital… more
- SMBC (New York, NY)
- …foundation in US securities laws and regulations and broker dealer operations . + Ability to communicate this knowledge and applicability to SMBC Nikko Securities ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for… more
- MUFG (New York, NY)
- …global consistency of sanctions reviews. + A **ssisting the Head of Global Sanctions Advisory with day-to-day operations ** of the program and new or emerging ... (GSCD), this individual will lead in the continuous enhancement and oversight of the Bank's Global Sanctions Compliance program, including strategic execution… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Internal Audit & Financial Advisory (Financial Services) Senior Consultant LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You ... work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $125,000 - ... Monitoring & Investigations **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary** The...are: + Design, implement, enhance and maintain the TDS US FCRM program. + Advise TDS Operations … more
- TD Bank (New York, NY)
- **Work Location:** Fort Lauderdale, Florida, United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and ... an independent regulatory compliance and conduct risk management and oversight function as described in the US ...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair ... **Line of Business:** Compliance **Job Description:** **Why Work with Us ?** At TD Bank US Compliance, we're...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... **Responsibilities:** + Drive the NBIA SEC required 15-c investment advisory annual review by responding to a Board sponsored...+ Ability to assess technology solutions to enhance Fund operations . + Partner with Finance on the expense accrual… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation including oversight over all...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $110,760 - $166,400 USD TD is committed to providing fair ... to identify "Key Risks" facing both CUSO and Enterprise operations . You will also interface with senior leaders across...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- CBRE (Manhattan, NY)
- …Full-time Areas of Interest Property Management, Workplace Strategy Location(s) Manhattan - New York - United States of America, New York - New York - United ... of America, New York City - New York - United States of America **About the Role:**...CBRE Workplace Experience Supervisor, you will be responsible for oversight of the amenity center. This job is part… more
- US Bank (New York, NY)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank, we're on a journey to do...Audit Committee and senior management with independent assurance and advisory services designed to evaluate and improve the effectiveness… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** 28.25 - 45.00 USD TD is committed to providing fair and ... FCRM research, evaluation, operational, reporting and/or analytical support in oversight , advisory services and control function to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Hatch (New York, NY)
- …Consulting; Engineering; Project Engineering; Project Management Location: New York, NY, United States Join a company that is passionately committed ... with applicable local legislation. Official Title: Senior Program Manager Primary Location: United States - Brooklyn, NY Job: Infrastructure Type of Employment:… more