- KeyBank (Brooklyn, OH)
- …team on projects and testing. The ideal candidate has a functional knowledge of wealth management , trust/fiduciary compliance laws and regulations, risks and ... risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- JPMorgan Chase (Columbus, OH)
- …various governance frameworks and conducting testing reviews. You will report to the JPMorgan Wealth Management Chief Risk Officer and will work closely with ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help… more
- Huntington National Bank (Columbus, OH)
- …Sales and Trading activities. + Oversight and Governance of OCC Rules specific to the Wealth Management Compliance Program with a focus on Regulation 9 and ... Program for Huntington's Investment Banking Broker Dealers and Huntington's Wealth Management Division inclusive of affiliates engaged...+ Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of responsibility and accountability within compliance Include: consumer, commercial, Wealth & Asset Management , testing & practices, financial Crimes and ... apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I-Newline Compliance At Fifth Third, we… more
- JPMorgan Chase (Columbus, OH)
- …As a Lead Credit Officer - Vice President within the Asset and Wealth Management Credit Risk team, you will play a significant role in managing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- KeyBank (Brooklyn, OH)
- …Maintains deep expertise in fiduciary, investment, tax, and other related wealth issues - Designs and delivers sophisticated fiduciary solutions, using relationship ... Applies sound fiduciary judgment to trust and estate settlement matters **Client Management :** - High level customer service and communications -Works with Field… more