- HSBC (New York, NY)
- …Trade Solutions, specializing in trade finance, supply chain and receivable finance solutions Capital Markets & Advisory, covering Debt Capital Markets ... of the 3 lines of defense functions (eg Front Office role related to capital markets , corporate lending, specialized lending, global trade finance and global… more
- Deutsche Bank (New York, NY)
- …a wide range of trust, agency, escrow, and related services provided to the capital markets . In this capacity, you will build strong working relationships at ... support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including health and wellbeing benefits, retirement… more
- Wells Fargo (New York, NY)
- …agreements, and other transaction-related documentation. + Monitor and interpret legal and regulatory developments affecting capital markets and advise ... minded attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) and Debt Capital Markets (DCM)… more
- Bank of America (New York, NY)
- …and regulatory matters related to the Global Banking's Debt Capital Markets business.Key responsibilities include reviewing legal documents, interpreting ... Attorney - Debt Capital Markets New York, New York...in policy development relating to the execution of debt capital market transactions and participates in various… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... services to clients around the world. #bmocapitalmarkets **Job Summary:** The VP - Capital Markets (CM) Governance Specialist role is responsible for ensuring… more
- Kyndryl (New York, NY)
- …to help clients navigate compliance challenges + Deep understanding of trends in capital markets , including market structure changes, ESG investing, digital ... This role will also be leading the overall client engagement and delivering high quality client work alongside senior...Expertise in GenAI enablement and transformation preferred + Deep Capital Markets or Insurance experience (see below… more
- Santander US (New York, NY)
- …be responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate ... will oversee the regulatory capital budgeting and management process including...effective communication and collaboration across regions and functions. + Regulatory Engagement : Serve as the primary point… more
- Citigroup (New York, NY)
- …Our core activities are safeguarding assets, lending money, making payments, and accessing the Capital Markets on behalf of our clients. Citi's Mission and Value ... of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk...broad range of Risk Management disciplines including Counterparty Credit, Market , and Risk Analytics. + Experience working at a… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we ... Senior Manager, Underwriter Capital One, a Fortune 500 company and one...One in industry forums and build strong relationships with market influencers and key stakeholders. **Basic Qualifications:** + Bachelor's… more
- Bloomberg (New York, NY)
- …Net Zero solutions. + Demonstrate a strong understanding of capital markets , the current climate disclosure regulatory environment, and the intersection of ... Market Engagement Manager Location New York...adoption of our solutions based off in-depth understanding of markets , tools and workflows that align with product goals.… more
- Bank of America (New York, NY)
- …5+ years (law firm, regulatory and/or in-house) of direct broker-dealer / capital markets legal experience. + Experience with securities and corporate legal ... interpersonal skills. + Strong work ethic. **Desired Qualifications:** + Understanding of capital markets and sales and trading businesses. + Knowledge of… more
- Mizuho Corporate Bank (New York, NY)
- …related to Bank Holding Company (BHC)/Intermediate Holding Company (IHC) including bank regulatory capital requirements under FRB guidelines and Basel Accords, ... Affairs Group is responsible for managing the Bank's regulatory relationships and engagement across MUSO. The...professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Regulatory Relations team to implement and execute SMBC's regulatory engagement framework and strategy relating to… more
- Deloitte (New York, NY)
- …Financial Services industries: consumer or corporate banking, investment banking or capital markets , investment management, wealth management, trust company, ... Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory...industry + Product expertise in banking, digital assets or capital markets + Experience working in bank… more
- HSBC (New York, NY)
- …experience handling enforcement investigations, including proven track record of constructive engagement with multiple regulatory authorities + Broad familiarity ... our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for… more
- Santander US (New York, NY)
- …the possibilities **We Want to Talk to You!** **The Difference You Make:** Santander Capital Markets is a leading financial institution with a strong presence on ... Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting...stochastic calculus modeling, along with a deep understanding of market risk measures and regulatory requirements. This… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other ... financial system that benefits individuals and supports business. Through engagement , data-driven regulation and policy, and operational excellence, the Department… more
- Santander US (New York, NY)
- …NY, Madison Ave Corp **Other Locations:** New York-New York **Organization:** Santander US Capital Markets LLC AN EQUAL OPPORTUNITY EMPLOYER M/F/Vet/Disabled/SO ... Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting...securitized product modeling, along with a deep understanding of market risk measures and regulatory requirements. This… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with...Compliance framework, structure, programs, and systems + Knowledge of regulatory frameworks related to market abuse and… more
- HSBC (New York, NY)
- …of defence functions (eg Product Control / Finance, Market Risk, Regulatory Compliance, Front Office, Markets Operations, Model Risk, Counterparty Credit ... in trade finance, supply chain and receivable finance solutions - Capital Markets & Advisory, covering Debt ...market risk, liquidity risk , finance, operations, surveillance, regulatory compliance, etc) + Exhibit knowledge of key … more
