- TD Bank (New York, NY)
- …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, ... and reporting on progress to Compliance leadership.** + **Maintain audit / exam log and coordinate ...in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops… more
- Bank of America (New York, NY)
- Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and-Regulatory-Business-Control- Manager \_25029267) **Job Description:** At Bank of America,… more
- American Express (New York, NY)
- …technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance, operational, data, and technology risks, ensure ... together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- TD Bank (New York, NY)
- …to collaborate with cross-functional stakeholders, and ensure clarity, consistency, and audit readiness across governance documentation and processes + Highly ... Risk Management **Job Description:** The FCRM Monitoring Coverage & Capabilities Governance Specialist role is responsible for supporting the central governance… more
- American Express (New York, NY)
- … Governance , and other stakeholders to perform the review and ensure robust governance . **The responsibilities of the QA Manager include, but are not limited ... impact in this role?** The Quality Assurance and Regulatory Governance team is responsible for ensuring governance ...wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others.… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... Planning & Governance Office. Reporting to the head of T&I Regulatory...drive T&I remediation improvements. * Lead engagement with internal audit , external regulators, and business units to ensure strong… more
- TD Bank (New York, NY)
- …Portfolio Management and key stakeholders: assist with leading surveillance oversight / governance committees for Communications Surveillance; report on the status of ... outages) are appropriately managed, addressed, tracked and reported on in governance . + Surveillance Portfolio Management: Work with the Head of Surveillance… more
- Truist (New York, NY)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- City National Bank (New York, NY)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY?...processes, procedures, and controls to adhere to operational risk governance requirements * Review and challenge 1LOD risk acceptances… more
- City National Bank (New York, NY)
- …ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private...processes, procedures, and controls to adhere to operational risk governance requirements * Credibly challenge 1LOD risk monitoring and… more
- Scotiabank (New York, NY)
- …efficient testing and reporting experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of which should involve ... Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:**...strategies across the Global platform by improving testing methodology, governance documentation and procedures across the Global platform including… more
- TD Bank (New York, NY)
- …monitoring project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam ... role. **Line of Business:** Compliance **Job Description:** The Compliance Business Oversight Manager - Marketing and Data Regulations is the primary compliance … more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. ... The Surveillance Quality Assurance Manager will help lead a specialized function responsible for evaluating the effectiveness of the firm's surveillance framework… more
- TD Bank (New York, NY)
- …and ABAC organization. In addition, the role holder will have general program governance responsibilities and will assist across the wider team with items such as ... supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Works independently as the… more
- TD Bank (New York, NY)
- …Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they ... **Reporting:** With the Global Head and key stakeholders: assist with leading oversight / governance committees for the Global Control Room; track and report on the… more
- Bank of America (Pennington, NJ)
- …key metrics when required. + Assist with timely coordination and response to Audit , Exam , and Regulatory requests. + Identify process improvements based on ... employees and clients, aligned to company Great Place to Work goals. + Manager of Process & Data: Demonstrates deep process knowledge, operational excellence and… more
- Citizens (New York, NY)
- …Risk Officer and the Risk Management Division, as well as overseeing regulatory relations governance and reporting, the management of exam team processes and key ... follow-up and time management skills. + Experience in regulatory and internal audit interaction, exam management/ coordination, and issue management/ resolution.… more
- Citigroup (New York, NY)
- Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on ... control, and monitor regulatory communication. + Leading and mentoring team members through exam and interaction process by providing expertise on how to best engage… more
- American Express (New York, NY)
- …testing to ensure all test procedures are executed accurately. + Support audit / exam coordination in partnership with Control Management for internal audits, ... issue management, servicing readiness, customer experience monitoring, controls, and risk governance . We are focused on delivering great product experiences in the… more