- MUFG Bank, Ltd. (New York, NY)
- …provide more details. Our ideal candidate will possess an understanding of regulatory compliance , risk management, and business operations. This role requires ... analytical, and able to effectively communicate with various stakeholders. Assess regulatory / compliance controls related to areas of coverage. This would… more
- Yoh Services LLC (New York, NY)
- Title: Broker-Dealer Compliance Analyst Location: NYC Type: Contract Responsibilities: *Assess business activities and support functions for compliance with ... *Assist with the development, implementation, execution and reporting of the Firm's compliance monitoring and testing program to support risk mitigation efforts and… more
- Compunnel (New York, NY)
- …technical stakeholders to drive AI adoption across departments Ensure adherence to regulatory and compliance standards in AI-driven process enhancements Evaluate ... possess a deep understanding of Generative AI, process mining, and enterprise-level compliance . This role will bridge the gap between AI technologies and business… more
- Diverse Lynx (New York, NY)
- …SAPMasters degree preferred Competencies: Banking and Financial Technology, Digital : Risk Regulatory Compliance Analytics, PL/SQL Diverse Lynx LLC is an Equal ... Role name: Business Analyst Role Description: Strong BA with 8-10 years of experience in Banking and Financial domain Comfortable writing BRDs ,JIRA stories ,Test… more
- TD Bank Group (New York, NY)
- …with the Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance and Trade Accounting Ensure clarity and urgency in managing issues and ... process. EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity. The TDS Operations Analyst III will act as a cross functional process… more
- FalconX (New York, NY)
- … regulatory landscape. Adhere to established trade operations processes designed for regulatory compliance . Liaise with Accounting and ensure proper trade and ... & borrowing activity- and liaise directly with Treasury Management. Provide inputs to compliance and risk teams to design pragmatic controls in this environment of… more
- Citigroup, Inc. (Long Island City, NY)
- …models, and propose solutions or improvements to enhance the models Ensure compliance with regulatory standards Effectively communicate validation findings to ... as well as the functional assessment of using the model for regulatory and business applications. Job responsibilities include reviewing models and identifying… more
- S&P Global, Inc. (New York, NY)
- …our employees, please click here. What We're Looking For: Basic Required Qualifications: Analyst with 8+ years of experience, a track record of analytical excellence ... credits. Knowledge of credit and macro-economic risks and familiarity with regulatory requirements for credit rating agencies. Credit rating experience is a… more
- S&P Global, Inc. (New York, NY)
- …Criteria & Model Governance Committee and the Board of Managers Maintaining compliance with regulatory requirements, including interviews with examiners, where ... current knowledge of S&P ratings processes and systems; understanding of regulatory requirements to enable appropriate assessment of parameters and provide guidance,… more
- Citigroup, Inc. (New York, NY)
- …clients through converting referral leads. Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure that KYC/AML and other ... Job Description The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup, Inc. (New York, NY)
- …clients through converting referral leads Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. Ensure that KYC/AML and other ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Prove (New York, NY)
- …services and highly regulated industries, you'll always have an eye on compliance . You'll understand the regulatory landscape (think FinCEN, FCRA, etc.) ... whether it's high abandonment rates in onboarding, sophisticated fraud attacks, or compliance headaches with KYC/KYB. Then, you'll clearly articulate how a Prove… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- City of New York (New York, NY)
- …to the Department of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and ... and regulatory agencies, to provide training and guidance on compliance requirements. - Perform periodic field inspections to assess operational compliance… more
- CH Robinson (New York, NY)
- CH Robinson is looking to fill a Business Analyst - Trade Compliance position. In this role, you will be a part of the Global Export Compliance team and will ... play a key role in enhancing compliance processes through data-driven insights. Your responsibilities include developing dashboards, cleaning and analyzing data, and… more
- American Express (New York, NY)
- …independent risk management function, GC&E is responsible for overseeing the organization's compliance with regulatory expectations. The Analyst of Program ... regulations, and internal policies. The ideal candidate will have experience in regulatory compliance risk management and/or deploying value added independent… more
- Mizuho Corporate Bank (New York, NY)
- …week with the remainder worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, ... and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory and ... will support and execute remediation of critical gaps in regulatory reporting and bolster the team's ability to meet...Support and substantiate the development of the BCBS 239 Compliance process. + Monitor and **manage key metrics** associated… more
- S&P Global (New York, NY)
- …role is based in New York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial ... **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control, Senior Analyst - Ratings**...individuals with a strategic mindset and a passion for regulatory compliance , this presents an exciting opportunity… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. ... with stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance … more
