- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line... US Compliance Monitoring and Testing Team and Core Compliance… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business QA testing results. * Work with Senior Compliance Officer , Compliance...for any part of the employment process. Please contact us via [email](mailto:###@cnb.com) or leave a message at ###.… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Ascendis Pharma (Princeton, NJ)
- …develop their skills. This position reports to the US General Counsel and Chief Compliance Officer . The Senior Paralegal will be part of the Ascendis ... biopharmaceutical company with locations in Denmark, Europe, and the United States . Today, we're advancing programs in...Pharma Legal and Compliance team and responsible for negotiating contracts, improving processes,… more
- Zurich NA (New York, NY)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make ... leading the next evolution of the insurance industry. Join us in building a brighter future for our people,...Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer… more
- Bank of America (New York, NY)
- Senior Trust Officer New York, New York...GED / Secondary School or equivalent. **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 ... a successful career with opportunities to learn, grow, and make an impact. Join us ! **Job Description:** This job is responsible for managing a book of fiduciary and… more
- Wells Fargo (Iselin, NJ)
- …! **About this role:** The Wells Fargo Chief Technology Office (CTO) is seeking a Senior Lead Control Management Officer to serve as an important member of the ... Technology, SDI, GTM Control Management organization. As a Senior Lead Control Management Officer supporting CTO, you will play a critical role in ensuring that… more
- American Red Cross (New York, NY)
- …Career is a Force for Good!** **The American Red Cross is currently seeking a Senior Corporate Partnership Officer to support New York City and the surrounding ... be part of the world's largest humanitarian network?_** **Join us -Where your Career is a Force for Good!** **Job...officer to join our development team as a Senior Corporate Partnerhiip Officer . The ideal candidate… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- Association of National Advertisers (New York, NY)
- …trade association representing client-side marketers, is seeking a dynamic and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to ... $400 billion in marketing and advertising annually. It consists of US and international companies, including client-side marketers, nonprofits, universities, and… more
- AIG (New York, NY)
- Job Purpose The purpose of the Enterprise Resiliency Senior Program Officer role is to drive and maintain an effective program that safeguards AIG's assets and ... policy, standards (and guiding documents used to administer the day-to-day program compliance + Contribute towards the ongoing development and implementation of a… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Bloomberg (New York, NY)
- Global Regulatory Exams and Inquiries Officer - Risk & Compliance Shared Services Location New York Business Area Legal, Compliance , and Risk Ref # 10043500 ... quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture...to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management.… more