- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives ... in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively...as firm policies governing advisory accounts. An Advisor , general investment advisory is… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management. The Supervision department partners closely with the business to proactively...activities. * Monitors and keeps up to date with securities/ advisory regulations and applies them accordingly. * Interprets, applies… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or certification ... clients of the company by combining the traditional roles of the Financial Advisor , Service Associate and Branch Manager. Fosters and assists in the development of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …associates during functional reviews and provide advanced support to our Financial Advisor and Corporate Advisory departments, focusing specifically on the ... **Description** **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through...Serve as a trusted business partner to our Financial Advisor and/or Home Office teams by providing expertise with… more
- Equitable (Tampa, FL)
- …(NY, NY ###), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an ... existing experienced financial professionals * Ensuring compliance oversight and supervision * Exemplifies the successful financial professional profile by...SEC-registered investment advisor . Annuity and insurance products offered… more