- Raymond James Financial, Inc. (Memphis, TN)
- …is not eligible for Work Visa sponsorship, either currently or in the future._** The Regulatory Operations Analyst plays a key role in supporting the firm's ... with management to identify and mitigate financial, reputational, and regulatory risks. The analyst also contributes to...Experience - 7 to 12 months **Certifications** OS - Operations Professional - Financial Industry Regulatory Authority… more
- Raymond James Financial, Inc. (Memphis, TN)
- …following corporate home office locations: St. Petersburg, FL, Memphis, TN, or Southfield, MI. The Senior Regulatory Operations Analyst plays a key role ... collaborates closely with management to identify and mitigate financial, reputational, and regulatory risks. The analyst also contributes to the interpretation… more
- Robert Half Finance & Accounting (Memphis, TN)
- Description We are offering an exciting opportunity for a Sr . Financial Analyst in Memphis, Tennessee. As a Sr . Financial Analyst , you will play a ... rates, foreign exchange, and other market variables. * Ensure compliance with regulatory requirements and internal policies regarding treasury operations . *… more
- Raymond James Financial, Inc. (Memphis, TN)
- …findings & reports to various lines leadership. Reports are also used for regulatory purposes. Some of the main responsibilities include: + Acting as a point ... of contact for all risk matters across the Operations division, including (but not limited to): audit support,... division, including (but not limited to): audit support, regulatory inquiries & exams, risk & control self-assessments, remediations,… more