- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- MUFG (Tempe, AZ)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- City National Bank (Phoenix, AZ)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Lincoln Financial (Phoenix, AZ)
- …provide subject matter expertise on design and effectiveness of financial and operational controls for various vendor services. You will partner with internal and ... You will develop and execute on more complex audit testing to evaluate the effectiveness and efficiency of operations...of operations and controls, reliability of SOC-1 reporting, and compliance with applicable law. You will also provide control… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...policies. The Testing Manager will execute horizontal compliance testing and UDAAP testing .… more
- MUFG (Tempe, AZ)
- …provide more details. Job Summary: Utilizing Models for decision making introduces Model Risk . Americas Model Risk Management's strategic vision is to actively ... identify, monitor and report on MUFG Americas Model risk in a transparent and timely manner. Serving as...in use across the Americas with a focus on Compliance and Fraud areas. The candidates will contribute to… more
- American Express (Phoenix, AZ)
- …with regulatory updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and ... and work closely on technical issues **Required Qualifications:** + 2 Years experience in operational risk management (eg, within Risk and/or Internal Audit… more
- American Express (Phoenix, AZ)
- … Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS to ensure adherence to regulatory ... Control Management - Product Risk Assessments, within Risk ID, Assessment, Testing & Reporting. The...management teams **Required Qualifications:** + 4 Years experience in operational risk management (eg, within Risk… more
- American Express (Phoenix, AZ)
- …drives the continuous improvement of Technology processes through targeted efforts to reduce operational risk and steps in when noteworthy issues or events ... processes under review Additionally, the team services as an operational risk subject matter expert for the...implement, monitor, and report on appropriate control ratings and compliance ratings **Evolve** **with Process Risk Reduction… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- City National Bank (Phoenix, AZ)
- …in ORMS/Archer. * Prepare Self-assessment Reports for Service Owner sign-off. Collaborate with Operational Risk colleagues and risk domain experts (eg ... to ensure the maximum level of preparedness, conforming to policy, regulatory compliance relative to Operational Resilience. They will help define project… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and act as key participant in data aggregation, monitoring, and reporting of stress testing and portfolio analysis for Risk Analytics. + Make decisions in… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... policy governance + Lead complex initiatives related to portfolio loss forecasting, stress testing , allowance, and risk appetite for credit cards + Inform Credit… more
- Wells Fargo (Phoenix, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... to prevent, adapt to, respond to, recovery from, and learn from operational resilience, including Scenario Analysis testing and execution. + **Communications:**… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- PNC (Phoenix, AZ)
- …Making and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Operations - Back Office, Process Management, ... understanding of internal audit processes (eg evidence collection, control testing ) - Ability to track and follow up on... expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- Edward Jones (Tempe, AZ)
- …context of AI. + Primary focus includes issue/incident management, control testing , critical business process mapping/inventorying, and risk assessment support, ... Management or Data Science preferred) + 5+ years of AI/ML and/or technology risk management experience, financial regulatory compliance + Knowledge of AI/ML… more
- Amazon (Tempe, AZ)
- …Financial Integrity Trust (FIT) division, which operates as part of our Financial Risk Mitigation (FRM) team. FIT is focused on financial integrity of engagement ... reducing bad actors' ability to scale fraud and ensure compliance . We also compute and withhold account-level disbursement reserves,...that ensure customer and business goals are met in operational launch plans. Assess and make trade-offs based on… more
- Grant Thornton (Phoenix, AZ)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more