- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created ... network. To develop and maintain this program, the Senior Manager AML Compliance Advisor will be establishing KYP requirements, ongoing coordination with… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose, priorities, and values.… more
- Citigroup (Paramus, NJ)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner… more
- Walmart (Hoboken, NJ)
- **Position Summary ** As Senior Counsel, Financial Services, you will provide expert legal leadership across Walmart's broad financial services ... loyalty products, and fintech partnerships. You'll serve as the primary in-house legal advisor for our innovative financial services products in the US, while also… more
- M&T Bank (Paramus, NJ)
- …expansion of existing client relationships. + Complete new account opening, collect AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) ... to the satisfaction of the client. + Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client… more
- American Express (New York, NY)
- …and emerging risk trends. + Act as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. + Providing business-specific ... and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification,...Deep knowledge of US banking and securities regulations (eg, BSA/ AML , Reg Z, Reg E, Reg W, Fair Lending,… more
- Citigroup (New York, NY)
- …regulatory landscape of digital assets. The Risk Head will act as a primary advisor to senior management, ensuring all digital asset activities align with ... such as the Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), OFAC, FinCEN guidelines, and other relevant financial regulations...and firm. + Provide expert advice and guidance to senior management and various departments on compliance … more
- Citigroup (New York, NY)
- …trading. + ** Compliance & Risk Management:** Knowledge of anti-money laundering ( AML ), Know Your Customer (KYC), sanctions, and other financial compliance ... Client Relationship Management** + Serve as the primary liaison and trusted advisor for a portfolio of Depositary Receipt issuer clients (corporations, market… more
- Citigroup (New York, NY)
- …+ **Stakeholder Engagement:** Build strong, collaborative, and constructive relationships with senior leaders across Investment Banking, Compliance , Legal, and ... **About the Role:** This is a senior leadership position within Banking & International Risk...Responsibilities:** + **Strategic Risk Leadership:** Act as a key advisor to the Equity and Debt Commitment Council and… more
- Comerica (New York, NY)
- …accounts, presenting proper documentation and rationale for discretionary actions, completing AML compliance training, completing all other organization required ... monitors and tracks tax reporting activities, coordinating with more senior Trust Administrators COMPLIANCE Meets all ...compliance requirements under the supervision of a Trust Advisor including, but not limited to conducting Reg 9… more
- Citizens (New York, NY)
- …and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you...risk appetite. You will serve as a trusted risk advisor , interfacing with business partners to drive meaningful identification… more
- Quantexa (New York, NY)
- …qualify deals and influence account planning. + Cultivate trust as the go-to advisor to clients, big and small, crafting compelling Value Engineering strategies. + ... Flawlessly lead product demos and presentations, qualify opportunities and manage compliance statements. + Elevate Quantexa's profile through industry events such as… more