- Morgan Stanley (Purchase, NY)
- …workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** * AML Risk Governance & Oversight : Quality Control Associate* ... for people to learn, to achieve and grow. *Department Profile: The Anti-Money Laundering Risk ( AML Risk ) team is embedded within the Firm's business line. It… more
- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide ... Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with AML... AML /ATF related activities as necessary + Provides oversight on enterprise-wide annual risk assessment process… more
- Scotiabank (New York, NY)
- …including GBM business units, 1A US Client Onboarding, 1B Regulatory Operations and Controls, US AML Risk Program Office, US FIU, the GBM AML Risk ... Senior Manager, Governance , Policy and Reporting, Global AML ...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Champions a… more
- Citigroup (New York, NY)
- …groups or participation in public / private partnership initiatives. Serve on the AML Governance and Business Risk Committee (GBRC) and participate ... will liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to… more
- Federal Reserve System (New York, NY)
- …at the Board of Governors and other Federal Reserve Banks. Within the LISCC Governance and Controls Program, the Compliance Risk horizontal team supervises the ... legal staff, and policymakers across agencies. **Your role as BSA/ AML Compliance Risk Supervising Examiner:** + Lead...the development and execution of supervisory strategies for the oversight of significant and emerging BSA/ AML and… more
- Citigroup (New York, NY)
- …robust assessment of the control environment is provided to the Committees to facilitate effective oversight for AML & ABC risk + Build strong working ... **Overview:** The Treasury and Trade Solutions (TTS) Global In-Business AML and ABC Risk Head is a...enhancements where needed. The incumbent will provide leadership, direction, governance , and oversight to ensure that implementation… more
- Citigroup (Jersey City, NJ)
- …TTS North America advisory functions. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction. This includes ... management forums such as the Global Foreign Correspondent Banking AML Oversight Committee (CBOC). + Maintain ...New Product and New Activity proposals including performing an AML risk analysis. Provide advice to the… more
- Meta (New York, NY)
- …on statistical quantitative analysis and ATL /BTL testing 5. Participate actively with Governance and Oversight teams to and ensure Model related efforts are ... Compliance Team, you will drive efforts related to both improving and developing AML models for new products /to address gaps/risks identified across all AMLmodels (… more
- Bank of America (New York, NY)
- …matter expert and build deep knowledge of data domains, supporting systems, data governance , and financial services risk management concepts. This leader will ... Client Quantitative Analytics Team Lead - AML (Data Lineage) Charlotte, North Carolina;Belfast, Maine; Seattle,...defensible program. + Ability to drive execution through disciplined oversight + Ability to interpret and evaluate client's data… more
- Morgan Stanley (New York, NY)
- …or understanding of Know Your Customer (KYC) obligations, customer onboarding processes, and AML risk ranking in the financial industry * Technology savvy with ... day-to-day implementation of the Firm's financial crime prevention efforts. Including governance , oversight and execution of the Firm's Anti-Money Laundering… more
- Adecco US, Inc. (New York, NY)
- …and other illicit financial activity risks while aligning with the Bank's BSA/ AML /OFAC Compliance Program, Risk Governance Framework, and regulatory ... the Deputy Chief BSA Officer and Head of FLU BSA/ AML and Compliance Oversight , and CBC to...and procedures. + Provide subject matter expertise to establishing risk mitigating controls commensurate with BSA/ AML /OFAC/Sanctions/CTF and… more
- Morgan Stanley (New York, NY)
- …day-to-day implementation of the Firm's financial crime prevention efforts. Including governance , oversight , and execution of the Firm's Anti-Money Laundering ... to sanctioned individuals >Advise on the performance of customer risk ranking reviews >Assist in the review and approval...the review and approval of New Product Approvals >Provide oversight on the review and resolve of negative news… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines… more
- Bank of America (New York, NY)
- …gaps in GFC oversight of the financial crimes program * Conducting risk assessments and threat assessments to identify new or emerging financial crimes risks ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives… more
- Morgan Stanley (New York, NY)
- …day-to-day implementation of the Firm's financial crime prevention efforts. Including governance , oversight and execution of the Firm's Anti-Money Laundering ... enhancements and control changes * Assist in managing the governance and oversight of the Firm's KYC...on the implementation and continued maintenance of Enterprise Customer Risk Ranking controls * Stay up to date on… more
- Bank of America (New York, NY)
- …gaps in GFC oversight of the financial crimes program + Conducting risk assessments and threat assessments to identify new or emerging financial crimes risks ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …Administration Regulations (EAR), Foreign Corrupt Practice Act (FCPA), Anti-Money Laundering ( AML ), and Antitrust regulations. The corporate governance function ... Corporate Compliance Paralegal supports IEEE's overall corporate compliance and corporate governance function. The corporate compliance function includes but is not… more
- HSBC (New York, NY)
- …making at all levels + Drive the definition and embedding of policy and governance frameworks across Global Market to ensure quality, effective risk management ... improvement of the processes, structures, capabilities, capacity and infrastructure Management of Risk + The jobholder will ensure the fair treatment of our… more