- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- BSA / AML * WHAT IS...of Foreign Assets Control (OFAC) practices for City National Bank (CNB). * Support the Director - Head of FCC ... THE OPPORTUNITY? The Audit Manager I position is a leadership role as an...Examiner *Additional Qualifications* * Relevant experience covering financial crimes ( BSA / AML , OFAC, Anti-Bribery and Corruption) as an… more
- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT SR- BSA / AML * WHAT IS THE... BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, ... guidance, and regulatory expectations * Support the Director of Audit AML BSA by helping...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- New York State Civil Service (New York, NY)
- …for the position of Financial Crimes Risk Manager for the Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ) unit within the Banking Division. ... but are not limited to, the following:* Supports the Department's Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ) examination and supervisory work,… more
- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT I* WHAT IS THE OPPORTUNITY? The IT Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of auditors to ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order… more
- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT SR-BUSINESS OPERATIONS* WHAT IS...applicable to the area being audited. - Understands fraud, BSA / AML and general IT risks in order to ... THE OPPORTUNITY? The Senior Manager of Audit for Business Operations will...Audit for Business Operations will support City National Bank 's Internal Audit by providing independent, objective… more
- TD Bank (New York, NY)
- …vendors + Develops and operationalize technology standards, policies and processes to address BSA / AML /OFAC risks + Develops and maintains a working knowledge of ... TDS and TBSM technology organization. The TDS Risk and Audit Factory Lead is responsible for leading and managing...BSA / AML /OFAC risks related to technology projects and… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA / AML professional within the KYC Onboarding Operational Control team to perform a high-quality 4-eye (QA) review of the KYC for ... new clients. Knowledgeable and experienced BSA / AML individual reviewing onboarding KYC, both onshore...Mizuho standards. Close coordination with the business lines, Compliance, Audit and internal and external clients. Duties in performing… more
- Capital One (New York, NY)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that ... Senior Auditor), Financial Crimes Compliance (FCC) (Hybrid) Capital One's Audit function is a dedicated group of professionals focused...of business units and lead small to medium size BSA / AML , Sanctions, and Fraud Compliance… more
- TD Bank (New York, NY)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance **Employee/Team Accountabilities:** ... Financial Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness… more
- SMBC (Jersey City, NJ)
- …risk appetite. **Role Responsibilities** + Conduct end-to-end validations and reviews of BSA / AML /Fraud models, assessing model risk from the aspects of ... Analyst that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The...or related fields + Preferred experience in compliance analytics, BSA / AML model validations, or related domains in… more
- TD Bank (New York, NY)
- …Participates in responding to periodic exams / audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance + Integrates new systems ... this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Management role leads and develops a team of… more
- Mizuho Corporate Bank (New York, NY)
- …enhance current systems/portal and additional releases. + Assist in internal and external audit inquiries. + Support direct team manager and other team members ... Competencies + 3+ year experience of KYC process and BSA and AML regulations. + Strong verbal...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more