- Mizuho Corporate Bank (New York, NY)
- …of client data + KYC Onboarding background, specific experience in Investment Advisors & Funds a plus + Understanding of FINCEN requirements + Experience ... Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding ...industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with… more
- JPMorgan Chase (New York, NY)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Neuberger Berman (New York, NY)
- …ideal candidate thrives in a dynamic environment, managing projects, and partners closely with Onboarding , Client Service, and Investment teams to ensure our ... requirements through the Software Development Lifecycle, ensuring alignment with the needs of Onboarding , Client Service, and Investment teams, and the… more
- MUFG (Jersey City, NJ)
- …and KYC processes, reports, procedures with a strong focus on funds and investment advisors . Is also considered an analytical or procedural expert representing ... 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...recruitment team will provide more details. **Job Summary** The Onboarding and Know Your Customer (KYC) Professional II is… more
- City National Bank (New York, NY)
- …WHAT WILL YOU DO? * Assist clients, partner Financial Advisors , Sr. Investment Consultant and Portfolio Manager Teams with client on-boarding and new account ... Works with branch and department colleagues on all aspects of the client on-boarding process. Collaborates with Portfolio Management teams to process requests for… more
- Neuberger Berman (New York, NY)
- …and more than 2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... Wealth is implementing a strategic plan that includes elevating Private Wealth's investment platform, leveraging the firm's global investment capabilities to… more
- BlackRock (New York, NY)
- …Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and ... multi-asset. We deliver world-class service to all of our clients, from wealth advisors to family offices to endowments and foundations. **About this role** This… more
- Publicis Groupe (New York, NY)
- …just media metrics, that will have a measurable effect on our clients' business. Every investment we make has an ROI mindset-not just for our clients, but for our ... in the day to day execution of a(n) account(s). The Director, Digital Investment will be responsible for activating digital strategic plan development and all… more
- Neuberger Berman (New York, NY)
- …and improved client experiences. + Assess technology solutions to enhance client onboarding /offboarding experiences. + Serve as a partner to Product ... be responsible for overseeing operational and change-management aspects of our client lifecycle from onboarding , transition management, offboarding, and overall… more
- JPMorgan Chase (New York, NY)
- … advisors and account managers + Act as the central point for non- investment client activities; proactively manage and develop client relationships + ... and tailored solutions across every asset class. As a Client Account Manager within JP Morgan Asset Management you...clients and partner with colleagues in Institutional Sales and Investment Specialists to form a dedicated service team for… more
- TD Bank (New York, NY)
- …regimes.** **The Financial Advisors , Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both** ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- TD Bank (New York, NY)
- …regulatory regimes. The Financial Advisors , Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- Thrivent Financial (Newark, NJ)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- Thrivent Financial (New York, NY)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- Raymond James Financial, Inc. (New York, NY)
- …organized, client -centric Strategic Transitions Manager to deliver a premium onboarding experience for Financial Advisors (and their teams) undergoing ... of the transition supporting the seamless integration of complex, high-performing financial advisors and large practices into Raymond James & Associates (RJA) and… more
- Neuberger Berman (New York, NY)
- …for clients and advisors , serving as the business owner for all client -facing digital platforms and internal wealth management tools. This role is pivotal to the ... advisors have access to critical data, workflows, and client insights. + Overhaul and fully digitize the ...client insights. + Overhaul and fully digitize the client account opening and onboarding experience to… more
- Neuberger Berman (New York, NY)
- …**Primary Responsibilities:** + Partner with internal teams to identify onboarding requirements (Product Management, Marketing, Portfolio Management, Client ... **Position Overview** The Onboarding Team is responsible for managing the implementation...2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is… more
- KeyBank (New York, NY)
- …client and external advisors to resolve. + Collaborates with external client advisors (attorneys, accountants, etc.) to deliver advice. **Growth- Book of ... is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank by providing client advisory services to Ultra High Net Worth (UHNW) clients with a… more
- Neuberger Berman (New York, NY)
- …and more than 2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... NB Private Debt Team, working closely with the 20-person Investment Team, Fundraising and Marketing Team, Finance Team and...of existing terms and limitations, as well as with onboarding of new facilities and amendments to existing documents.… more
- TD Bank (Bronx, NY)
- …and complex needs of TD Wealth clients by reviewing financial goals and making investment recommendations aligned to their client 's goals. The role will serve as ... a three-year program with a forgivable draw, for financial advisors or planners who will be providing financial planning...who will be providing financial planning guidance & selling investment management solutions. A FA will need to leverage… more