- JPMorgan Chase (Brooklyn, NY)
- … Reporting Policy team, you will provide Firmwide guidance, assist with the interpretation of regulatory reporting rules and instructions, support our ... reporting requirement changes and implementation considerations + Provide technical interpretation & guidance on regulatory reporting issues and document… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... are guided by a common purpose to help make financial lives better through the power of every connection....NFRR team is responsible for the consistent application of interpretation of Laws, Rules and Regulations (LRRs)… more
- Atlantic Health System (Morristown, NJ)
- …and ambulance agreements, and home health and hospice agreements, assuring legal and regulatory compliance. Serve as a primary resource for the interpretation of ... on healthcare laws and regulations, including, without limitation, monitoring of regulatory developments, and legal research on regulatory issues, including… more
- TD Bank (New York, NY)
- …on issue resolution based on strong understanding of data attributes, accounting standards, regulatory rules , and production steps. + Having a technology savvy ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...and achievement of financial objectives. Reports on financial results, providing interpretation through in-depth understanding… more
- Citigroup (New York, NY)
- … requirements, and guidance on the supported function/business/product and the associated regulatory rules /laws and interpretation on internal policies and ... to manage compliance risk. + Staying abreast of relevant changes to rules /regulations and other industry news including regulatory findings supporting CFTC,… more
- TD Bank (New York, NY)
- …+ Detailed research, interpretation , and applicability reviews for credit card laws, rules and regulations; + Review and challenge of first line controls; + End ... to end completion of the regulatory compliance risk assessment which includes review and challenge...and challenge of inherent risk ratings for in-scope laws, rules and regulations; review and challenge of control design… more
- Citigroup (Jersey City, NJ)
- …relating to the supported function/business/product and guidance on function/business/product rules /laws and interpretation on internal policies and procedures ... and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and… more
- BMO Financial Group (New York, NY)
- …an oversight of SEC Rule 17a-5. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to ... Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance is implemented, managed, and monitored in… more
- BMO Financial Group (New York, NY)
- …the group(s) supported. + Provide input to business/group on emerging risks, regulatory developments and interpretation of regulations. + Conduct and/or ... and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific… more
- Santander US (New York, NY)
- …Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our ... proposals) related to markets sales and trading activities, rule/regulation interpretation , trading reporting, surveillance, supervision, policies, procedures and other… more
- City National Bank (New York, NY)
- …* Manage assigned staff and conduct appropriate coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... act in a compliance advisory role supporting consumer banking on matters of regulatory compliance. The role will be responsible for managing and maintaining assigned… more
- Bank of America (New York, NY)
- …to improve data quality of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review and maintain data dictionaries for ... Decisions made will have significant impact to the firms Regulatory , Financial , Reputational and Operational risk to...+ Adaptability + Data Management + Interpret Relevant Laws, Rules , and Regulations **Shift:** 1st shift (United States of… more
- Bank of America (New York, NY)
- …indexing negotiation-related documents. + Along with Compliance, providing guidance on the interpretation and implementation of laws, rules and regulations and ... are guided by a common purpose to help make financial lives better through the power of every connection....counsel, as necessary + Liaising with the litigation and regulatory investigations team as needed to address investigations, disputes… more
- WSP USA (New York, NY)
- …protection and suppression, and fluid flow systems to conform with applicable rules , standards, and construction or operating permits. + Develop construction and ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- TD Bank (New York, NY)
- …overall compliance oversight of vendors including determination of impacted regulatory requirements and associated controls, and ongoing reviews. Please review ... for business management, dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more
- MUFG (New York, NY)
- … financial environment. + Strong knowledge and understanding of the NACHA Operating Rules . + Familiarity with financial file formats such as Nacha, ISO 20022 ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory developments regarding cybersecurity and data protection, and advise on interpretation of existing and proposed rules and regulations to inform a ... with cybersecurity laws, regulations and best practices applicable to the financial services industry and the ability to coordinate with cross-functional… more
- Citigroup (Queens, NY)
- …approach to assessing and mitigating risks, thereby ensuring the company's financial stability, protecting its assets, and supporting its overall business strategy ... or improvements to enhance the models + Ensure compliance with regulatory standards + Effectively communicate validation findings to model developers, business… more
- RWJBarnabas Health (Jersey City, NJ)
- …centered safety programs + Maintains compliance with all relevant legislative and regulatory rules and requirements established by state and federal agencies ... business growth and development of all cancer services, clinical operations, financial and human resource management, space and facilities planning, and… more
- New York State Civil Service (Montrose, NY)
- …residents, family members, and visitors. * Assists department heads with the interpretation of financial data to develop budget estimates, ensure appropriate ... financial ledgers and accounts to ensure accuracy and compliance with accepted financial principles, regulatory requirements, and to ensure financial … more