- US Bank (Hackensack, NJ)
- …new clients and vendor's platform implementation + Monitor, research, and interpret regulatory reporting requirements Basic Qualifications - Bachelor's degree in ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...This role will focus on preparing quarterly and annual regulatory filings such as Form PF, Form CPO-PQR, AIFMD/Annex… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team... reports + Provide presentations, information and/or recommendations to senior management as requested + Assist in the rollout… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank ... are guided by a common purpose to help make financial lives better through the power of every connection....overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations.… more
- Mizuho Corporate Bank (New York, NY)
- …deliver clear, concise reports and presentations for senior management and regulatory stakeholders on regulatory reporting risks, oversight findings, and ... Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non- Financial Risk (NFR) Team...written communication skills, with the ability to present complex regulatory reporting concepts to senior … more
- Synchrony (New York, NY)
- … reporting program and team members ensuring timely, complete, and accurate financial reporting to our regulatory bodies + Oversee the process ... Reports prior to submission, facilitate reviews and approval with Senior Management + Lead regulatory reporting... services industry + Minimum five years' experience with Regulatory / Financial Reporting as… more
- MUFG (Jersey City, NJ)
- …experience in Banking & Financial Services sector + 5+ years' experience in Regulatory Reporting function using Axiom SL or similar tool. + 5+ years of ... member of our recruitment team will provide more details. **Job Summary** The Regulatory Reporting Technology is critical function that supports the … more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and ... and/or non-standard requests + Researches and investigates a range of operational/ reporting /process issues and provides recommendations to senior management… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... maintain management presentation of KPI/KRI metrics including commentaries to senior management on a regular basis. + Perform data...a must. + Minimum 5 years of experience in financial reporting , regulatory reporting… more
- Citigroup (Queens, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of ... reporting framework. **Qualifications:** + 15+ years of extensive experience within the financial services industry and regulatory reporting . + In-depth… more
- JPMorgan Chase (Brooklyn, NY)
- The Regulatory Reporting Policy team sits within...+ Ability to work in teams and interface with senior management and staff + Delivers timely and high ... (BCAPR), consisting of the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control… more
- VNS Health (Manhattan, NY)
- …prepares, and ensures the accuracy and timeliness of NYS Department of Health (DOH) regulatory financial reporting including MMCORs, VBPTR and MLR for all ... a financial project manager or senior financial analyst role required + Experience in regulatory reporting including MMCORs, MLR, VBPTR required +… more
- Scotiabank (New York, NY)
- … monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank senior management and committees on regulatory ... Developing presentations for senior management meetings with regulatory stakeholders and regular reporting on ...+ At least seven years of experience at a Financial Services Firm, Consulting Firm, or Regulatory … more
- Citigroup (Queens, NY)
- The Regulatory Reporting role is a senior analyst position within the Controllers Organization that will report up through the Global Head of Regulatory ... **Qualifications:** + 5+ years of extensive experience within the financial services industry and regulatory reporting . + Foundational knowledge of US … more
- City National Bank (New York, NY)
- …matter expertise into the program approach, and reporting status to senior leadership. Liaises with Legal, HR, Regulatory Relations, Technology & Innovation ... the GRC Implementation Office * Develop Board, Management, and regulatory reporting . * Provide strategic oversight into...in the GRC office to ensure integrated activities across regulatory remediation. * Partners with senior leaders… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Senior Regulatory Accountant is responsible for ... and 10 years of experience in a clearing broker/dealer regulatory reporting role. + FINRA Series 99...Series 27 is strongly preferred. + Knowledge of Broker/Dealer financial regulatory rules, specifically hands on experience… more
- Citigroup (New York, NY)
- …defining and implementing best practices. **About the Role** The Finance Regulatory Engagement, Governance & Reporting , Assistant Vice President contributes ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...SharePoint intranet sites, newsletters and PowerPoint decks for internal reporting to senior management and key stakeholders.… more
- TD Bank (New York, NY)
- …Qualifications: Reporting to the Manager, TDS G&C, the primary role of the Senior Analyst, TDS G&C Regulatory Compliance Management (RCM), is to support TDS ... + Maintain a general understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to...and report RCM issues to Manager, prepare TDS RCM reporting as required. + Fully participate as a member… more
- JPMorgan Chase (Brooklyn, NY)
- …capabilities:** + 5+ years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting + Bachelor's degree in ... in our line of business results, feeding into firmwide reporting . As an External Reporting Senior...in SEC Reporting or Regulatory Reporting JPMorganChase, one of the oldest financial … more
- TD Bank (New York, NY)
- …advise senior and line managers and other stakeholders on regulatory interactions. + Ability to thrive in a fast-paced, deadline-driven environment, including ... for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment,… more