- Bloomberg (New York, NY)
- …the Risk and Compliance Policy Officer, you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance ...work creatively and efficiently, to assist with building a policy programthat's practical, risk -focused, and conscious of… more
- Insight Global (Jersey City, NJ)
- …This job is responsible for supporting the Enterprise Data Testing program and support risk oversight of the Data Management Enterprise Policy . The role partners ... testing of data elements Enterprise-wide. Responsibilities: -Supports the execution of Compliance and Operational Risk Management program elements, delivering… more
- Bank of America (New York, NY)
- EFR Global Markets Risk Sr Manager -...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Bank of America (New York, NY)
- Global Markets Sr Risk Manager -...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Bank of America (New York, NY)
- Global Markets Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... interface with the Product Trading/Marketing Heads and the product heads of other risk and support groups (ie Compliance , Finance, Operations, etc). Incumbents… more
- Bank of America (New York, NY)
- Global Mkts Risk Executive New York, New York;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make ... make an impact. Join us! **Job Description:** Provide domain expertise for Strategic Risk Initiatives, Risk Management, GRA , Regulators (MRA/MRIA), Audit , MRM,… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global...design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues… more
- JPMorgan Chase (New York, NY)
- … Compliance , Conduct and Operational Risk (CCOR) organization, you will be the global Compliance Lead for one of the largest Lines of Business (LOB) in ... with Line of Business (LOB) and global /regional Compliance teams, including Internal Audit, Operational Risk ,...global regulatory requirements; manage the annual review of compliance policy manuals for US registered investment… more
- Grant Thornton (New York, NY)
- …former commissioned bank examiner with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk management, background highly ... preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection laws in the banking… more
- HSBC (New York, NY)
- …and responsibilities, which include but are not limited to: As our Vice President Compliance Risk Steward Regulatory Reporting you will: + Foster a positive ... our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide...area/country to global for a Function or Global Business Line. A key risk management… more
- Amazon (New York, NY)
- Description We are looking for an enthusiastic, detail-oriented, and customer obsessed Risk Specialist to join the Ads Trust Policy operations team. In this ... and restricted categories of advertising. Basic Qualifications - 4+ years of compliance program management, legal, governance, audit, risk /loss prevention, or… more
- Amazon (New York, NY)
- …operational processes, risk landscapes, and control environments impacting global transportation compliance programs. - Demonstrable excellent communication ... technology teams to ensure alignment between core business priorities and transportation compliance risk strategies. - Developing an in-depth knowledge of the… more
- JPMorgan Chase (New York, NY)
- …deliver Compliance training presentations to emphasize important regulatory and policy principles, and + Participate in firm-wide risk assessment, monitoring ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...control organizations. You will be responsible for covering the Global Commodities Group in the Corporate & Investment Bank… more
- Amazon (New York, NY)
- …consistent, and effective communication with advertisers while helping advertisers maintain policy compliance and deliver successful campaigns to their target ... Basic Qualifications - Bachelor's degree or equivalent - 4+ years of compliance program management, legal, governance, audit, risk /loss prevention, or equivalent… more
- NBC Universal (New York, NY)
- …is expected to be completed during 2025. Role Purpose: The Senior Director, SAP S/4 Risk & Compliance Lead is a critical role for NBCUniversal's SAP S/4 HANA ... Keystone. This position will work with colleagues across the global NBCU Finance and Technology organizations, playing an active...design to deployment. The role of the SAP S/4 Risk & Compliance Lead is responsible for… more
- TD Bank (New York, NY)
- …alignment with risk appetite + Identifies, mitigates and reports on risk issues per enterprise policy /guidelines and ensures appropriate escalation processes ... and diverse audit team for an area of significant risk , complexity or scope + People Manager role that...audits for multiple, significant complex businesses, functional areas and/or global business lines + Sets operational team direction and… more
- Amazon (New York, NY)
- …will report to the Manager, Customs Strategy and Policy in the Global Trade and Product Compliance ('GTPC') function. GTPC is responsible for ensuring ... Amazon Web Services (AWS) is looking for an experienced Global Expansion Manager to drive compliance solutions...Compliance Operations, Procurement, Supply Chain, Legal, Tax, Public Policy and other partners. AWS is at the forefront… more
- Citigroup (Queens, NY)
- …of leadership experience in large global financial firms. + Deep global risk assessment and mitigation leadership experience across investments (including ... and insurance processes around client suitability, transaction related controls and compliance with policies and applicable global / local regulations. +… more
- Wells Fargo (New York, NY)
- …with senior stakeholders across CIB, Control and Compliance partners to strengthen risk governance, execution, and policy adherence across global teams. ... will drive the strategic development and execution of centralized compliance risk programs. This role is critical...Serve as a key liaison between CIB and Enterprise Compliance functions + Work with global partners… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook, and ... of defined policies and common standards, including the IT Risk Management Policy and Framework. + Work...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more