- Jefferies (Jersey City, NJ)
- …markets business Knowledge of the securities market and trading strategies Understanding of global sanctions programs including but not limited to OFAC, EU, UK ... FINRA, the MSRB, the CFTC and other SROs. This Vice President position is in the AML Compliance Group...responsible for, but not limited to, the following: Providing advisory guidance with respect to the Firm's Customer Identification… more
- MUFG (New York, NY)
- …activities (including sanctions -related risk assessments). **Responsibilities:** Responsibilities of the Global Sanctions Advisory Vice President may ... consistency of sanctions reviews. + A **ssisting the Head of Global Sanctions Advisory with day-to-day operations** of the program and new or emerging… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
