- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity...product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Banking and Wealth Management lines of business. US Compliance supports these lines of business by being proactive...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for...and be responsible for leading all components of the compliance program for an investment advisory firm… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional...electronic communications surveillance, information barriers, restricted/watch lists, institutional research, investment banking , and institutional sales + Acting… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment ... of our employees and customers. Essential Job Functions: + Responsible for compliance and risk management for the Bank's Investment Management Division/Trust… more
- SMBC (Jersey City, NJ)
- …This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional,...its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (Jersey City, NJ)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- SMBC (Jersey City, NJ)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. ... Morgan Stanley sponsored benefit programs.#LI-JB3 **Job:** **Other* **Title:** *Volcker Compliance Officer (Vice President)* **Location:** *New York-New York*… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... in Financial Services + Financial services industry with 2+ years' experience within Compliance or Governance department in a foreign banking organizatio SMBC's… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... and portfolios. + Enhance risk oversight processes, policies, and procedures for Investment , Liquidity and Counterparty Risk, ensuring compliance is maintained +… more
- Bank of America (New York, NY)
- …& Markets product spectrum + Develop and maintain strategic partnerships with Corporate Banking , Investment Banking , Global Markets and Treasury Management + ... Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York,...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- Citigroup (New York, NY)
- …products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, and wealth management. Citi Bank Retail ... The Mortgage Lending Officer role is a developing professional role. This...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (Jersey City, NJ)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more