- Mizuho Corporate Bank (New York, NY)
- …as well as applicable regulatory requirements. In addition to testing in search of any control weaknesses, the AML/ KYC QA Analyst will also assess for and ... QA Analyst will include: + Analyzing CDD/ KYC profiles to ensure that high quality .../AML cases to assess and determine the effectiveness of control and to independently evaluate the work product for… more
- Bank of America (New York, NY)
- Sr Business Control Specialist - Quality Analyst , Anti...control oversight and execution. The job is a Quality Control position focusing on KYC ... enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within… more
- MUFG (Jersey City, NJ)
- …**Job Summary:** The First Line of Defense Unit is responsible to perform the Quality Assurance review of KYC routine review. Operations for both new onboarding, ... May receive delegated responsibilities from management. **Major Responsibilities:** + Perform Quality assurance of client KYC profile completed by … more
- Neuberger Berman (New York, NY)
- …entity documentation review, KYC data gathering and review, performing quality control check before submission for approval, documentation, account funding ... a member of the Private Wealth Centralized Business Services group, the Associate/ Analyst will provide onboarding and business support to Neuberger Berman Private… more
- Citigroup (Queens, NY)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. This role my also be responsible for: +… more
- Morgan Stanley (Purchase, NY)
- …**Job:** **Wealth Management* **Title:** *Vice President, Financial Crimes Risk Quality Control Lead* **Location:** *New York-Purchase* **Requisition ID:** ... Stanley. Primary Responsibilities - Review QC findings prepared by the QC Analyst /Manager and focus on analysis of associated risk factors, including any factors… more