- Wells Fargo (New York, NY)
- …and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Governance and ... with second and third lines of defense while supporting assessments + Lead Control Management projects or virtual teams **Required Qualifications:** + 5+… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, ... with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control … more
- Citigroup (New York, NY)
- …to credibly challenge proposed changes and risk management + Provide advice on control design and effectiveness + Lead review meetings and conduct control ... The VP, Business/Function Quality Control Officer is a strategic professional...commitment owners. This roles reports into the Business/Function Quality Control Lead within the ICRM Controls Team,… more
- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at the ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...approvals + Partner with the Front Office, Finance, Valuation Control Group, Model Review Group, Policy, Finance, Technology and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) ... about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide compliance leadership and guidance to the… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... about the career areas and business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will provide compliance oversight of Swap Dealer… more
- Citigroup (New York, NY)
- The FX Finance Lead is a senior management level position responsible for providing management with analysis and insight of financial results in coordination ... in the same geographic location. This role reports into the Rates & Currencies Lead Finance Officer . Responsibilities: + Manage all financial aspects across the… more
- Live Nation (New York, NY)
- …if this sounds like you then please read on! THE ROLE The Corporate Lead Security Officer is responsible for overseeing day-to-day office and physical security ... + Manage day-to-day office security operations including oversight of access control requests. + Coordinate with cross-functional business partners to proactively… more
- Citigroup (New York, NY)
- The Legal Support Sr. Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... litigation/discovery/settlements or negotiation and contract administration + Collaborates across control /support functions, lines of business and the legal team on… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking **Senior** ** Lead Compliance Officers** in Corporate Risk as part of **Equity Sales and Trading Compliance.** Learn more ... remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction to the business on developing corrective action… more
- MetLife (New York, NY)
- …to foster and embed a culture of compliance. CRM is part of Global Risk Management (GRM). The Broker Dealer Compliance Officer will be responsible for supporting ... The Role: Reporting directly to the VP, Chief Compliance Officer of MLIDC and Head of Investments Core and...control culture to enable the business. * Change management and results-orientated; forward-looking and agile champion of compliance… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of applicable SEC, FINRA, MSRB laws and… more
- Veterans Affairs, Veterans Health Administration (Tarrytown, NY)
- …for the VISN with the Chief Medical Officer (CMO) and the Quality Management Officer (QMO), the CNO will: Advance health by providing expanded access to ... NY/NJ Healthcare System is recruiting for a Chief Nursing Officer (CNO). The CNO is the top executive for...including Veteran Centered Care, Social Work, Care and Case Management , Nursing Informatics and Research. Success will require Strategic… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Operational Risk Officer III provides a broad ... a lead role in research/analysis and/or integrating/implementing key risk management practices + Leads risk analysis and coordinates the collection, aggregation,… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51126 Job Title: Sr. Officer , Finance & Partnerships Sector: Finance Employment Category: Regular Employment Type: Full-Time Gross Compensation: ... Unit to one centralized team to increase efficiency, effectiveness and quality control across the department's grants and business operations. The primary purpose of… more
- City of New York (New York, NY)
- …Commissioner on all topics related to administration, budget, procurement, and technology. - Lead change management efforts and foster a culture of innovation, ... NYC. DEP seeks an experienced leader to serve as agency Chief Financial Officer (CFO)/Executive Director of the Water Board. Reporting directly to the Commissioner,… more
- City of New York (New York, NY)
- Job Description The Chief Information Officer (CIO) is a valuable member of our team, who is responsible for the strategic and operational management of the ... Reporting directly to the Chief of Administration, the Chief Information Officer provides leadership of Information Technology resources and services in support… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management … more
- SMBC (New York, NY)
- …Underwriting, Risk Management , Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large amount ... regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- B&H Photo (New York, NY)
- …environment. Make your move to B&H today! The Chief Information Security Officer is responsible for establishing and maintaining an enterprise level strategy and ... is responsible for the overall Information Security and Risk Management posture of the company. The CISO should be...right candidate. What can you expect? + Opportunity to lead security efforts for what Newsweek calls one of… more