- DWS Group (New York, NY)
- …As a/an AFC & Compliance officer, you will (be): Acting as AFC advisor for DWS including Sanctions & Embargoes Main responsibility with regard to rollout of new ... Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer)...integrity and discipline with regards to the legal and regulatory requirements of the Anti-Money Laundering regime. One of… more
- DWS Group (New York, NY)
- …and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements and loan compliance requirements. Collaborate ... Asset Operations (IAO) division at RREEF Management, LLC, a Real Estate investment advisor , which is a wholly owned subsidiary of DWS. IAO is responsible for… more
- Genesis Healthcare (Morristown, NJ)
- Overview The Regulatory Compliance Advisor is responsible for overseeing Regulatory compliance and the Quality Review process that supports ... and validate readiness for revisit. 5. Collaborate with Market Advisor , Clinical Advisor or other designated Market...and educate on Genesis tools and resources related to Regulatory compliance . 24. Other duties as assigned.… more
- TD Bank (New York, NY)
- …activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular meetings and process reviews. ... + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful insights… more
- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part of ... and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North America,...work closely with business leaders to identify and manage compliance risks, ensure regulatory obligations are met,… more
- Citigroup (New York, NY)
- …product groups. + Responsible for strict adherence to the Bank and CPB compliance / regulatory framework. + Collaborate with the in-business risk underwriting team ... The Wealth Lending Advisor for Asset Management Group (AMG) is a...and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to… more
- TD Bank (Middle Village, NY)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Trainee (FA Trainee) role is intended to be a transitional role where ... of skills to qualify for the role of Financial Advisor Associate (FAA) in the expected time frame. Once...insurance sales, including for qualified accounts in accordance and compliance with all of TD Wealth's policies and procedures… more
- HRPivot (Brooklyn, NY)
- …operational knowledge, ranging from marketing through career services with a focus on regulatory and compliance standards in all areas. + Proactively identifies ... achieve their personal and professional goals. Essential Job Duties: The Enrollment Advisor will schedule virtual meetings with prospective students to discuss their… more
- KeyBank (New York, NY)
- …- Plymouth Meeting, Pennsylvania 19462 Job Description The Sr. Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank ... while managing fiduciary risk. For Family Wealth legacy relationships, the Fiduciary Advisor serves as the primary point of contact and manages the day-to-day… more
- JPMorgan Chase (New York, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will take your… more
- Bank of America (New York, NY)
- Credit Solutions Advisor - Lexington Avenue Financial Center New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Credit-Solutions- Advisor Lexington-Avenue-Financial-Center\_25040376-2) **Job Description:** At Bank of America, we… more
- Citigroup (New York, NY)
- …with the various coverage teams and investment solutions **.** + Ensure 100% ** compliance on all Citi policies and regulatory requirements.** **Requirements:** + ... views. As a critical contributor to the CIO team, the Senior Portfolio Advisor will have responsibilities related to both investment solutions and client engagement… more
- Citigroup (Paramus, NJ)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to...and other compliance norms + Partner with all roles on branch… more
- The Cigna Group (Morris Plains, NJ)
- **Overview** The Senior Advisor Regulated Markets Audit Management role is responsible for coordinating the planning, execution and follow up for client and ... regulatory audit activities within Regulated Markets. This individual serves...network of enterprise resources and collaborates with Client Audit, Compliance , Legal and other stakeholders to respond to State,… more
- JPMorgan Chase (Clifton, NJ)
- **Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will join a… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Provide comprehensive training on firm policies and procedures across compliance , marketing, technology, investment products, and business operations. + Offer ... identify and resolve noncompliance with the organization's policies and relevant regulatory codes and codes of conduct. **Skills:** + Exceptional organizational and… more
- M&T Bank (New York, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more
- City National Bank (New York, NY)
- *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for assigned line ... review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while...CNS Operational policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Centers Plan for Healthy Living (Brooklyn, NY)
- …approach to searching for additional marketing locations while adhering to company regulatory guidelines. Compliance + Requires continues education to stay ... plans they need for healthy living. JOB SUMMARY: The Licensed Benefits Advisor - Medicare Sales, maintains relationships, services our existing customers and secures… more
- Deloitte (New York, NY)
- …+ Actuarial reviews of all booked Health Plan Actuarial liabilities for compliance with applicable regulatory requirements. + Coordination of planning, managing ... on October 31, 2025. Work you'll do:As a Deloitte Consulting Health Actuary Advisor in Deloitte Human Capital, you will provide technical and analytical support in… more
