- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:The TeamThe Regulatory Reporting Technology team is part of the broader Fidelity Brokerage Technology group. As a team we partner closely with ... Fidelity Capital Markets (FCM) to build and maintain regulatory reporting capabilities to meet the strict requirements of our regulators. As a team, we strive to… more
- Lennar Homes (White Plains, NY)
- …Achieve a consistent standard of quality throughout the region in meeting regulatory agency requirements for dust control and stormwater runoff. Assist ... which includes stormwater management, air quality compliance, spill prevention control and countermeasures, and environmental due diligence modules. Have working… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …who support clients (brokerage firms and investment advisors) in selling restricted / control securities for their client s pursuant to SEC regulations and insider ... team of professionals delivering excellent service with a keen eye towards regulatory compliance. You will provide supervision, mentorship, education to your team.… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …to deliver software with a high degree of automationProficient with version control systems and can handle development for multiple releases in parallelHave the ... best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite… more
- Quarterra (White Plains, NY)
- …general cleaning, and painting curbs and signage. Support cost-cutting and expense control programs by fixing rather than replacing parts, when possible, not being ... policies and procedures by monitoring and ensuring compliance with regulatory requirements, organizational standards, and operational processes related to area(s)… more
- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **The Position** The Associate Principal Scientist is responsible for developing and implementing Regulatory CMC strategies for assigned ... in accordance with global regulations and guidance's, and Company procedures. The Associate Principal Scientist will lead the preparation and submission of CMC… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- Santander US (New York, NY)
- Associate , Business Control & Risk Management- Corporate & Investment Banking New York, United States of America The Associate , Business Control & Risk ... the Sr. Associate works to identify, assess key risks and control effectiveness throughout the assigned business line by driving business unit adherence with… more
- ConEdison (Bronx, NY)
- Associate Gas System Operator, Gas Engineering - Gas Control Job Info 112502 Posting Expiration Date:May 24, 2024 Schedule Type:Full-Time Minimum Salary:$80000 ... + Ensure safe work practices are followed and environmental protection in accordance with regulatory and company policy from a Gas Control perspective. + Work… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Investment and Corporate Banks (ICBs) Product Control function where your primarily focus will be on ensuring the accuracy, integrity and timeliness of the ... that will enable you to deliver on and ever evolving agenda. As an Associate , in the external reporting group within Investment & Corporate Banking (ICB) Product… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. The role...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …to remediate and prevent issues on an ongoing basis. **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all ... aspects of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorgan Chase & Co. (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. ... that embrace teamwork and innovation. As a product owner associate on the Controls Room team you will assist...in the overall objective to empower the firm's broader Control Management organization with risk-based information to manage their… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate * **Location:** *New York-Purchase* **Requisition ID:** *3253089* ... Morgan Stanley. * * *Role Description:* * Perform Quality Control reviews for the Firm's Wealth Management and US...Comptroller of the Currency, Federal Reserve Bank, etc.) * Associate or Bachelor degree in Business, Finance, or other… more
