- Tradeweb (Jersey City, NJ)
- Tradeweb is seeking a Senior Accountant \ Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive ... knowledge of broker dealer operations, securities regulations, and financial reporting standards. You will be...management + Knowledge of SEC and FINRA regulations + Brokerage experience, trading environment experience preferred but not required… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead small audits, or own… more