- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets :** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...execution of tasks to support senior management within the Americas Division Compliance … more
- BP Americas, Inc. (New York, NY)
- …the corporate E&C strategy. **Job Responsibilities: ** + The position reports to the Senior Compliance Manager and is primarily responsible for performing ... Our purpose is to bring together people, energy and markets to power and navigate a changing world. In...to grow as the world's leading energy company! The Compliance Manager is a key member of… more
- KPMG (New York, NY)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... available, and the supporting technology solutions Additional Responsibilities for Senior Manager : + Participate in and contribute to market and business… more
- American Express (New York, NY)
- …to modernize our Digital Tracking Platform and processes, driving growth, efficiency, and compliance . The Senior Manager , Product Operations - Digital ... sharing capabilities and strategies that enable faster speed to market while enhancing safe sharing connections. Within EDSS, we...Work with governance partners to deliver timely resolution of compliance and audit issue, as well as delivery of… more
- US Bank (New York, NY)
- …**Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level ... compliance risk coverage for USB's Wealth, Commercial, Capital Markets business lines with demonstrated expertise and the ability...Commercial Banking business lines The Senior Audit Manager also has strong knowledge of Compliance … more
- City National Bank (New York, NY)
- ** SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS ** **WHAT IS THE OPPORTUNITY?** The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- Bank of America (New York, NY)
- Global Markets Risk Senior Manager New York, New York **Job Description:** The Global Markets Risk Executive for the Bank of America Securities (BofAS) ... product heads of other risk and support groups (ie Compliance , Finance, Operations, etc), as well as local regulators...BofAS, including the below: + Management and direction of market risk management in the entity; + Review and… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Credit Markets - Vice President within the Business ... executives and core business support groups (ie, Operations, Product Control, Compliance , Technology, Market Risk), drive business control forums, ensuring… more
- JPMorgan Chase (New York, NY)
- The Digital Private Markets business is a fast-growing global team within JP Morgan's Corporate & Investment Bank. We are creating a high-profile and exciting new ... fintech business for the firm, focused on early-stage private markets . As part of this journey a recent company...once buried in unstructured documents. **Job summary** As a Senior Business Risk and Controls Associate within the Digital… more
- CIBC (New York, NY)
- …To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Compliance Examination Manager for Capital Markets ... Head of US Compliance Examination Program, the Compliance Examination Manager is accountable for execution...with applicable laws, rules and regulations by the Capital Markets business unit within the US. + Plan, scope… more
- PNC (New York, NY)
- …a location within PNC's footprint. We are seeking an accomplished Senior Validation Manager to lead our Market Risk Model and Counterparty Credit Risk Model ... are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering...success. As a Quantitative Analytics & Model Development Group Manager Senior you will be a member… more
- BMO Financial Group (New York, NY)
- …provides advice in calculation, analysis, and reporting of financial results in compliance with applicable standards and regulatory requirements. Works across BMO to ... and trends to inform decision-making. + Monitors and tracks financial information compliance with standards and regulations, and addresses any issues. + Provides… more
- Affinius Capital (New York, NY)
- …with Senior Managing Director or Executive Director, Capital Markets , acquisition or developmentrepresentative, portfolio manager , COO, in-house and ... to meet the critical need for housing solutions, and for other market and capital structure opportunities exhibiting compelling risk-return characteristics. For more… more
- Citigroup (Jersey City, NJ)
- …to drive business growth, strategic operations re-engineering projects, Regulatory compliance initiatives and on-going smaller enhancements. The Markets ... Citi Market Operations is currently at a pivotal point...Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates,… more
- Bank of America (New York, NY)
- …Surveillance, and Testing + Regulatory Compliance + Technical Documentation Market Risk Manager primarily covering FRTB deliverables for various Line ... Global Markets Risk Manager New York, New...and regulators - Ensuring robust procedures to maintain regulatory compliance The market risk manager … more
- Bank of America (New York, NY)
- Global Markets Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... changes to senior management + Liaisons with businesses to understand market trends and impacts on portfolio, using knowledge of stress testing and its… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (VP) - Mortgages... risks taken by structured products desks (ABS/CMBS/RMBS), the market risk manager will assess a broad ... This job is responsible for the analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized Products. Key… more
- Bank of America (New York, NY)
- Global Markets Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... changes to senior management + Liaisons with businesses to understand market trends and impacts on portfolio, using knowledge of stress testing and its… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more