- TD Bank (New York, NY)
- …from our core lending business lines, and other pillars in the fair banking compliance organization including the data analytics, specialists, and complaints ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** The TD Bank Fair Banking team… more
- Synchrony (New York, NY)
- …for limited English proficiency consumers. + Assist in the development of communications and training materials to educate business leaders, employees and ... Job Description: **Role Summary/Purpose:** Assist the VP, Fair and Responsible Banking with the design, build and implementation of a program to further enhance the… more
- Deloitte (Jersey City, NJ)
- …of our Business Tax Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial services industries. ... pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic...and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to… more
- KPMG (New York, NY)
- **Business Title:** Senior Associate, Workday Suppliers/ Banking /Expenses Lead **Requisition Number:** 112111 - 68 **Function:** Advisory **Area of Interest:** ... priority. With a wealth of learning and career development opportunities, a world-class training facility and leading market tools, we make sure our people continue… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking an Electronic Banking Administrator to be responsible for the day-to-day operations involving the monitoring of risk associated with card ... the investigation, determine appropriate resolution and notify customer. + Enforce compliance with regulation E and monitor network timeframes for deadline adherence… more
- KPMG (New York, NY)
- **Business Title:** NYFS Global Tax Banking Manager **Requisition Number:** 113090 - 68 **Function:** Tax Services **Area of Interest:** **State:** NY **City:** New ... challenges. Develop your career through a range of multifaceted engagements, formal training , and informal mentoring. At KPMG, we believe nothing is more important… more
- Deloitte (Jersey City, NJ)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across a ... Services group, you will provide federal tax consulting and compliance services to a client in the securities and...Excellent research and writing skills + Excellent presentation and communications skills The wage range for this role takes… more
- SMBC (Jersey City, NJ)
- …will report to the Lead of Transformation, Audit and Reporting within the Compliance Communications Surveillance function and will be instrumental in developing, ... processes, methodologies, and technologies for electronic legal discovery or communications surveillance. + Experience developing, training , and deploying… more
- JPMorgan Chase (New York, NY)
- …role in the Chief Operating Office (COO) will involve streamlining communications , enhancing training programs, optimizing processes, and executing strategic ... Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will be central...the MRGR, you will be responsible for both MRGR communications and MRGR's training portfolio. You will… more
- SMBC (New York, NY)
- …as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC ... building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state and federal banking rules applicable to SMBC… more
- SMBC (Jersey City, NJ)
- …or as a member of a CRA team. + Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets businesses ... metrics (eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk. + Strong interpersonal and communications skills (written and… more
- TD Bank (New York, NY)
- … **Job Description:** **Department Overview:** The compliance department provides compliance oversight and independent guidance for consumer banking products ... and supporting business lines. + This role will provide compliance regulatory guidance and oversight for Deposit Products, Fraud Operation, and sales/serving of… more
- Mizuho Corporate Bank (New York, NY)
- …Essential Duties and Responsibilities: + Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance , and the ... documentation of deadlines for those performing the supervisory reviews of electronic communications . + Liaise with other teams within compliance , Legal, and/or… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- Morgan Stanley (New York, NY)
- …global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees ... the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide range of services to...transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve… more
- Bank of America (New York, NY)
- …+ Regulatory Compliance + Reporting + Risk Management + Written Communications + Active Listening + Analytical Thinking + Interpret Relevant Laws, Rules, and ... Compliance and Operational Risk Manager- Control Room Charlotte,...regulatory inquiries, other audits, and examinations and identifies regulatory training needs supporting the development of the training… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...projects as required + Provide regulatory advice, guidance and training to the trading desks + Participate in internal… more
- American Express (New York, NY)
- …role will play a critical leadership position within the US Commercial Compliance team supporting the Global Commercial Services' marketing organization. The role ... will also support all commercial sales channels from a line of business compliance perspective. This person will provide strategic compliance expertise to drive… more
- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap Dealer ... Reporting to the Head of US Compliance Examination Program, the Compliance Examination Manager...levels of an organization + Excellent written and verbal communications skills and effective interpersonal skills + Strong knowledge… more
- Grant Thornton LLP (New York, NY)
- …to consumer financial products + Practical experience involving compliance testing, compliance audits, compliance training , data analytics at banks and ... As a Regulatory Compliance and Operational Risk Manager, you will get...of the organization + Participate in and assist leading communications and meetings with client and regulators to discuss… more