- Tradeweb (New York, NY)
- …+ Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit work ... https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP, Technology, Internal Audit to take on a key role… more
- SMBC (New York, NY)
- …in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise execution of ... Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8...regulators. **Qualifications and Skills** - Minimum of 8 years internal audit experience in the banking and… more
- SMBC (New York, NY)
- …7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead ... and feedback to audit team which may include internal or co-sourced internal audit professionals. - Effectively communicate with stakeholder and… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial ... functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for overseeing… more
- Kornit Digital (Englewood, NJ)
- … internal controls to ensure accuracy, compliance, and risk mitigation. Support the internal and external audit processes and ensure compliance with SOX and ... Job Type: Full-Time We are seeking a highly skilled and detail-oriented Accounting Manager to oversee the financial operations. As the Accounting Manager , you… more
- LAZ Parking (White Plains, NY)
- …vision 3 plan options! The Spirit of the Position: The Valet Manager supports Regional Management with complete oversight of the financial, operational, safety ... Managers / Supervisors / Shift Leads. - Ensure LAZ internal stand up meetings (Pre-Shifts) are held each shift...all safety initiatives from the National Safety & Training Manager , Hospitality are rolled out to new and existing… more
- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible for ensuring… more
- Warner Music Group (New York, NY)
- …and Participations expense and balance sheet entries + Oversee SOX compliance and internal controls, respond to audit requests + Build and maintain strong ... others to execute successfully + You're a caring people manager , who prioritizes the coaching and development of your...You love being a key point of contact for internal and external partners and are known for your… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead… more
- Warner Music Group (New York, NY)
- …retains the creative spirit of a nimble independent. **Job Title:** Project Intake Manager **A little bit about our team:** Warner Music's Global Business Services ... skills through cross-function collaboration and development opportunities. **Your role:** GBS Intake Manager is a key member of our Global Business Services team.… more
- SMBC (Jersey City, NJ)
- …Data Analytics, Program Management, Risk and Control, Anti-Fraud/Anti-Bribery & Corruption, and Internal Audit , in addition to engagement with Head Office ... Services + Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit , AML Risk and Control, AML Governance and Oversight,… more
- Tutor Perini (New Rochelle, NY)
- …visa sponsorship now or in the future **Tutor Perini Corporation** is seeking a ** Manager of Finance Operations** to join our **New** **Ro** **chelle , NY** office. ... impact your community. **_Extraordinary Projects need Exceptional Talent_** **SUMMARY:** The Manager of Finance Operations is designed to support the development and… more
- HSBC (New York, NY)
- …framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With primary focus on retail ... with line management and/or the appropriate department Observation of Internal Controls + Managers are accountable for setting the...Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a… more
- Warner Music Group (New York, NY)
- …remaining focused on upcoming deadlines, and proactively communicate anticipated hurdles to your manager + Handling large volumes of financial data is your jam, you ... about our artists, driven to provide first class customer service to both internal and external partners, and are known for your responsiveness and going the… more
- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning Group… more
- Port Authority of New York and New Jersey (New York, NY)
- …and Sustainable Design Unit, under the supervision of the Senior Program Manager , Sustainable Design and Construction. The Specialist will conduct Tenant Alteration ... serve as Subject Matter Expert, task lead, or project manager for a wide variety of PA Capital Projects,...+ The Specialist's duties include: + Perform deadline-driven technical audit and review services for sustainable design and construction,… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …contract documents standards for construction contracts + Directpreparation ofand audit final construction contract books to ensure applicable contractual ... and accurate documentation of QA/QC process by Contracts Unit staff. Perform internal quality audits, as prescribed + Assist withongoing maintenance and updates to… more
- Neuberger Berman (New York, NY)
- …+ Aggregate Private Equity Capital Call and Distribution notices and confirm internal systems accurately reflect Private Equity activity + Support client requests ... Management Business Control (AMBC), the Private Wealth Investment Group and internal and external operational groups + Monitor account activity including trades,… more
- Neuberger Berman (New York, NY)
- …lens + Partner with various business stakeholders to coordinate and manage internal / external audits and regulatory exams + Monitor industry and regulatory ... financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a similar… more
- JPMorgan Chase (Jersey City, NJ)
- …senior management, and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you ... role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at...Management, collaborate with senior management, and drive innovation in Internal Audit . With a focus on leadership,… more
