- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... differently. Opportunity to invest responsibly. And opportunity to make change . Join us at DWS, and you can be...(collectively referred to as Anti-Financial Crime) prevention. The DWS Management and all employees are required to adhere to… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... of changes in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice… more
- SMBC (Jersey City, NJ)
- …regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC) + Experienced in change management and continuous process improvement practices + Strong communication ... its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the...of risk assessment, issue management and incident management + Deep understanding of the regulatory … more
- Principal Financial Group (New York, NY)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... investment management strategy that champions engineering excellence, agility, and innovation...and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business stakeholders. This… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …of cybersecurity awareness, collaboration, and continuous improvement. Compliance and Regulatory Management : + Ensure cybersecurity operations comply with ... guidance on implementing risk mitigation strategies to reduce overall cybersecurity risk. Change Management and Security Architecture: + Work with IT teams… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change ... communication abilities, which will align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?*...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance...with regulatory and business standards. * Manage regulatory change management and participate… more
- MTA (New York, NY)
- …code development, rapid application coding, DevSecOps, and accommodate the strategic change the Agile Product Management team is currently implementing. ... Cybersecurity Officer - Application Security Job ID: 12376 Business Unit:...of this position is to provide technical leadership and management of MTA's cybersecurity program in one or more… more
- MTA (New York, NY)
- Agency Chief Equal Opportunity Officer (ACEOO) - (C&D) Job ID: 13485 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... Date Posted: Oct 22, 2025 Description JOB TITLE: Agency Chief Equal Opportunity Officer (ACEOO) - (C&D) DEPT/DIV: Department of Diversity and Civil Rights WORK… more
- City National Bank (New York, NY)
- … within the Wealth Management Division to balance prudent risk management , regulatory oversight, business development, and client relationship management ... . The position requires a deep understanding of fiduciary law, risk management , regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * … more
- HUB International (New York, NY)
- …insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and ... and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into… more
- Bloomberg (New York, NY)
- …risk assurance, controls testing, and associated control remediation + Understanding of regulatory and operational risk management , internal controls, and root ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current and developing rules… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- Fiserv (Berkeley Heights, NJ)
- …Cybersecurity teams to develop, implement, and maintain policies, standards, and regulatory controls. + Coordinate incident response, crisis management , ... scale, come make a difference at Fiserv. **Job Title** Risk and Control Technology Officer **About your role:** The Technology Risk Officer will be a member… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform encompasses ... barriers, policies, and procedures. + Advise Investment Banking groups of regulatory requirements on a transaction-specific basis. + Liaise with other legal… more
- Sprinklr (New York, NY)
- …accounting, financial reporting, technical accounting, IT automation, tax, regulatory compliance, treasury/cash management , revenue accounting, quote-to-cash, ... is the definitive, AI-native platform for Unified Customer Experience Management (Unified-CXM), empowering brands to deliver extraordinary experiences at scale… more
