- Unknown (New York, NY)
- Chief Compliance Officer ( CCO ) About the Company Accomplished broker-dealer Industry Financial Services Type Privately Held About the Role The Company is ... seeking a Chief Compliance Officer ( CCO ) to join their team. The CCO will be responsible for managing and providing strategic guidance on local,… more
- Unknown (New York, NY)
- Chief Compliance Officer ( CCO ) About the Company Accomplished biopharmaceutical company Industry Biotechnology Type Privately Held About the Role The ... Company is seeking a Chief Compliance Officer to establish and oversee its healthcare and corporate compliance program in line with industry best… more
- Unknown (New York, NY)
- Chief Compliance Officer About the Company Esteemed provider of bespoke investment advisory services Industry Investment Management Type Privately Held About ... the Role The Chief Compliance Officer will be responsible for managing and directing the end-to-end compliance programs as well as evaluating the… more
- Unknown (New York, NY)
- Chief Compliance Officer ( CCO ) About the Company Dynamic investment advisory firm specializing in cryptocurrency & blockchain services Industry Financial ... tokens sto and ico About the Role The Company is in search of a Chief Compliance Officer ( CCO ) and Head of Anti-Money Laundering to establish and… more
- Unknown (New York, NY)
- Deputy Chief Compliance Officer About the Company Diversified financial institution Industry Financial Services Type Privately Held About the Role The ... Company is in search of a Deputy Chief Compliance Officer to join their team. The successful candidate will be a key player in the development,… more
- Unknown (Newark, NJ)
- Chief Compliance Officer About the Company Public community college Industry Higher Education Type Educational Institution Founded 1968 Employees 501-1000 ... Colleges and Universities Services Training About the Role The Company is seeking a Chief Compliance Officer to oversee its compliance , ethics, and risk… more
- Unknown (New York, NY)
- General Counsel & Chief Compliance Officer ( CCO ) About the Company A FinTech in the Venture Capital/ Funding Space. Industry Accounting Type Privately ... the Role The Company is in need of an Interim General Counsel and Chief Compliance Officer with a strong background in FinTech, particularly in the venture… more
- Unknown (New York, NY)
- …priorities are supported by effective government relations. Hiring Manager Title SVP & Chief Compliance Officer Travel Percent Less than 10% Functions ... Vice President, Chief Government Relations Officer About the...efforts on critical issues. The role also involves overseeing compliance with lobbying, ethics, and campaign finance laws, as… more
- Unknown (Long Island City, NY)
- …such as EVV, scheduling, payroll, and claims. The CGSO will also serve as the Chief Compliance Officer , ensuring regulatory and clinical compliance with ... Chief Growth and Strategy Officer (CGSO)...regional leaders, and will be expected to embed a compliance -first, data-obsessed culture. Applicants for the CGSO position at… more
- Unknown (Jersey City, NJ)
- …influencing positive business outcomes in a fast-paced, innovative environment. Hiring Manager Title Chief Compliance Officer Travel Percent Less than 10% ... Senior Vice President, Compliance Officer About the Company Internationally recognized investment services firm Industry Financial Services Type Public Company… more
- Unknown (New York, NY)
- …optimization, develop and implement appropriate frameworks, and ensure timely reporting to the Chief Compliance Officer . The ideal candidate will have ... Managing Director of Compliance Initiatives About the Company Well-established investment bank...to internal policies and regulatory guidelines. Hiring Manager Title CCO Travel Percent Less than 10% Functions Business Development… more
- Unknown (New York, NY)
- …dedicated to equal employment opportunities for all. Hiring Manager Title General Counsel & Chief Compliance Officer Travel Percent Less than 10% Functions ... Senior Counsel, Legal & Compliance About the Company Well-recognized provider of retirement...seeking a Senior Counsel to join its Legal & Compliance team. The successful candidate will be part of… more
- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division,… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...business unit supervisors, compliance officers, Legal and Human Resources. **Role Objectives** +… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- New Jersey Institute of Technology (Newark, NJ)
- …Affairs and Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer ( CCO ) serves as the senior executive ... Title: Chief Compliance Officer Department:...policies and procedures. Reporting to the General Counsel, the CCO provides leadership in the development, implementation, and oversight… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- TD Bank (New York, NY)
- …support, guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer ( CCO ) in ensuring the ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Overview The public safety officer is responsible for providing a secure environment and to reduce security risks in the college campus. Responsibilities + Protect… more
- JPMorgan Chase (New York, NY)
- …Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ( CCO ) where you will lead oversight of ... complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely...Act of 1940. + Experience serving in a designated compliance leadership capacity (eg, Deputy CCO , … more
