- Eisai, Inc (Nutley, NJ)
- … Risk Management , Mentoring/ People Development, Stakeholder Management (Legal/ Compliance )Eisai Salary Transparency Language:The base salary range ... issue identification and mitigation, leveraging technology and analytics to enhance operational efficiency. The role includes direct people management … more
- Formation Bio (New York, NY)
- …role, you will have the opportunity to establish the strategic development and operational management of Formation Bio's quality assurance program to support the ... regulatory requirements, including GMP, GCP, and ICH guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment… more
- NorthMark Strategies (New York, NY)
- …This role will support the development and execution of best-in-class insurance and risk management strategies across the organization, with a focus on Owner ... and alternative risk transfer strategies. Requirements: Bachelor's degree in risk management , Insurance, Finance, Business Administration, or a related… more
- HSBC (New York, NY)
- …Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management , Internal Audit, External Auditors and regulators + Have ... Americas Finance Leadership Team + Manage a team of risk management experts across multiple locations and...audit and regulatory expectations + Anticipate, identify and mitigate operational risk in an appropriate, cost-effective manner… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... accounting firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the… more
- City National Bank (New York, NY)
- … risk program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management , Operational Losses, and more. ... development of controls to aid in implementation of regulation, rules, and risk management requirements. Analyze, evaluate and periodically review relevant … more
- HSBC (New York, NY)
- …independent trusted advisor in governance forums, issue management , fostering a compliance culture and optimizing relations with risk owners and control ... The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership...Consultants and others to ensure clear understanding of regulatory compliance risk exposure with respect to clients,… more
- Unknown (New York, NY)
- Senior Vice President, Head of Risk Management About the Company Large partnership of independent wealth management firms Industry Financial Services Type ... About the Role The Company is seeking a Senior Vice President, Head of Risk Management to spearhead the establishment, implementation, and leadership of its … more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- SMBC (Jersey City, NJ)
- …flexibility, collaboration, and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to understand ... technology risk management , business continuity management , and operational risk management - Prior work experience within risk disciplines… more
- Capco, a Wipro Company (New York, NY)
- …areas such as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management , and payments. The team offers clients ... rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer… more
- Unknown (New York, NY)
- …preferred. A minimum of 20 years' experience in credit, capital markets, enterprise risk management , compliance , and social impact analysis is required, ... Chief Risk Officer (CRO) to lead its risk management strategy and ensure the resilience... risk , asset management , and investment risk , as well as operational and regulatory… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Unknown (New York, NY)
- …is in need of a Chief Risk Officer (CRO) to establish a robust risk management program following the recent acquisition of an OCC license. The successful ... candidate will be responsible for developing and implementing comprehensive risk management frameworks, policies, and procedures that encompass market, credit,… more
- SMBC (Jersey City, NJ)
- …Vice President (VP) role will support the review and completion of Finance wide operational risk management activities, including Risk and Controls ... assessments conducted by the Finance first line and Operational Risk Management (ORM) second...field. + 10+ years of experience related to finance, risk management , internal audit, or compliance… more
- Reklame Health, Inc (New York, NY)
- …and implement initiatives to enhance clinical workflows, patient outcomes, and satisfaction rates. Risk Management : Identify and address operational risks in ... operational efficiency in clinical environments. Knowledge of healthcare compliance and regulatory standards (eg, HIPAA) Leadership and Communication: A… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- Unknown (Jersey City, NJ)
- …years' specialized experience in the banking or financial services industry, with a focus on Operational Risk or Compliance Risk . The role requires ... candidate will play a pivotal role in enhancing the Compliance function's risk and control environment. This...related to Risk and Control Self-Assessment, Incident Management , and related reporting for Compliance Control… more
- Unknown (Jersey City, NJ)
- Vice President, Functions Control Officer, Compliance About the Company Respected corporate bank Industry Banking Type Privately Held About the Role The Company is ... search of a Vice President, Functions Control Officer - Compliance to play a pivotal role in the execution...play a pivotal role in the execution of the Risk and Control Self-Assessment (RCSA) process. The successful candidate… more