- SMBC (New York, NY)
- …Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: The Regulatory ... Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide … more
- Neuberger Berman (New York, NY)
- …routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations , and other control partners to ensure ... **Head of Business Control & Governance - Private Wealth** **Location:** New York, NY...Exceptional partnership and influencing skills, with experience collaborating across Compliance , Risk, Legal, and Operations functions +… more
- RGP (New York, NY)
- …and deliver strategic solutions. + Deep knowledge of regulatory frameworks, risk governance , and compliance operations across banking, insurance, and ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance ...insurance, and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing… more
- HSBC (New York, NY)
- …specific work location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a ... + To exercise risk steward challenge, act as independent trusted advisor in governance forums, issue management, fostering a compliance culture and optimizing… more
- Neuberger Berman (New York, NY)
- We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg, ... documentation, and delivery-partnering closely with portfolio managers, traders, risk, operations , engineering, and strategic vendors to build high-quality, scalable… more
- SMBC (New York, NY)
- …The role requires close collaboration with cross-functional teams including Technology, Operations , Sales, Corporate Banking, Compliance , and Finance. This ... institutional clients with comprehensive payment and liquidity solutions. The Product Manager will be responsible for the end-to-end management of Payables and… more
- Unknown (New York, NY)
- …operational playbooks, and technical standards. The role also involves overseeing the governance of technical documentation, SOPs, and compliance frameworks, as ... and the VP will be expected to enhance these values within the workforce. Hiring Manager Title COO Travel Percent Less than 10% Functions Operations Engineering more
- Unknown (New York, NY)
- …financial ecosystem, and must be deeply aligned with this vision. Hiring Manager Title CEO Travel Percent Less than 10% Functions Finance Operations ... Head of Banking Operations About the Company Rapid-growing digital investment platform...a seamless, compliant, and hyper-efficient operational ecosystem. This includes governance of BaaS and sponsor bank relationships, end-to-end customer… more
- Unknown (New York, NY)
- …world's most wanted hacker" simulated phishing security awareness training cybersecurity governance risk & compliance world's largest security awareness ... Vice President of Revenue Operations About the Company Rapid-growing provider of security...change, and a focus on continuous process improvement. Hiring Manager Title Chief Operating Officer Travel Percent Less than… more
- Neuberger Berman (New York, NY)
- …you will own data oversight and executive metric delivery, anchoring data governance and operational enablement for the SMA business. Partnering with Portfolio ... Management, Legal/ Compliance , Technology, Sales, RFPs, and Performance, you will align siloed processes, define departmental procedures, and implement continuous… more
- SMBC (New York, NY)
- …programs and initiatives within the control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program ... + Collaboration: Work closely with cross-functional teams, including front office, compliance , risk management, operations , and IT, to gather information… more
- Unknown (New York, NY)
- …should be well-versed in a range of legal issues, including securities law compliance , corporate governance , and international M&A. The role demands a ... to take the lead in corporate, securities, M&A, and governance matters. The successful candidate will be a key...successful candidate will be a key partner to the operations teams, providing strategic advice to ensure smooth global… more
- Unknown (New York, NY)
- …of organizational issues with attention to detail and proactivity. Hiring Manager Title Chief Executive Officer Travel Percent Less than 10% Functions Operations ... be responsible for strong service delivery, financial management, and compliance , as well as leading the Executive Team and...well as leading the Executive Team and ensuring effective governance . The COO will also serve as a thought… more
- Unknown (Jersey City, NJ)
- …media analytics social audience management social reporting social corporate governance crm cms social relationship infrastructure customer experience management and ... capabilities, including financial reporting, technical accounting, IT automation, tax, regulatory compliance , and more. This role demands a strategic partner who can… more
- Unknown (New York, NY)
- …key role involves overseeing a wide range of legal matters, including regulatory compliance for mortgage REIT operations , financial services and trading support, ... mortgage and asset transactions, securitizations, structured finance, and corporate governance . The successful candidate will be responsible for ensuring … more
- Unknown (Jersey City, NJ)
- …role demands a candidate who can maintain strong internal financial controls, ensure compliance with governance standards, and support both internal and external ... consolidation and financial reporting processes across international life insurance operations . The successful candidate will be responsible for the coordination… more
- Unknown (New York, NY)
- …The successful candidate will be responsible for supporting the company's corporate governance , strategic transactions, and obligations as a public entity. This role ... of the business. Key responsibilities include leading public company compliance obligations, providing securities law advice for various communications, managing… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... testing. The role is responsible for overseeing the day-to-day operations and managing a team of compliance ...compliance , internal audit, AML Risk and Control, AML Governance and Oversight, bank regulator). + 10+ years of… more
- Unknown (New York, NY)
- …The successful candidate will be responsible for overseeing IT operations , infrastructure, and the design and implementation of enterprise-wide analytics ... excellence with innovative thinking to enable data-driven decision-making, ensure compliance and security, and scale technology solutions to support growth… more
- Unknown (New York, NY)
- …strategy, infrastructure, and organizational growth. This includes overseeing data governance and analytics, leveraging AI to improve operational efficiency, and ... ensuring compliance with healthcare regulations. The successful candidate will also...role requires a proven track record in scaling IT operations and analytics platforms, experience in vendor negotiations, and… more
