- SMBC (New York, NY)
- …+ Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations , Outside Business Activities and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- SMBC (Jersey City, NJ)
- …Description** The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across ... a centralized Registrations Program that includes individual and firm registrations , employee lifecycle, continuing education ("CE") program management and… more
- SMBC (Jersey City, NJ)
- …of the registrations process that includes individual and firm registrations , employee lifecycle, continuing education ("CE") program management. **Role ... Undergraduate degree required. + Approximately 1-3 years of relevant broker-dealer compliance and/or registrations experience, preferably within a financial… more
- Neuberger Berman (New York, NY)
- …is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ensure ... compliance with US regulatory requirements. This role involves supporting new hires and current employees with licensing and registration matters, including working… more
- Neuberger Berman (New York, NY)
- …operational enablement for the SMA business. Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, RFPs, and Performance, you will align siloed ... other stakeholders. + Liaise with Portfolio Managers, Legal & Compliance , Technology, Sales and RFP teams as an SMA...Bachelor's degree required. + FINRA Series 7 and 66 registrations a plus. \#LI-DD2 \#LI-Hybrid Compensation Details The salary… more
- ManpowerGroup (New York, NY)
- Our client is seeking a Employee Compliance Registrations professional to join their team. As a Employee Compliance Registrations specialist, you ... a proactive mindset, which will align successfully in the organization. **Job Title:** Employee Compliance Registrations **Location:** New York, NY or Jersey… more
- Momentive Performance Materials Inc. (Pearl River, NY)
- …and Personal Care segment, ensuring business continuity and growth through regulatory compliance , product registrations , and customer support. You will lead ... comply with Responsible Care requirements. + Performs forward-looking regulatory and compliance activities and training. Participates as a member of applicable New… more
- ASM Global (New York, NY)
- …entity formations, foreign qualifications, annual reports, DBAs, state and local registrations , permits, and licensing compliance . + Regulatory, financial, and ... of corporate legal functions- including contract management, corporate governance, compliance , legal entity administration, and basic subpoena and litigation… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... role which will be communicated to you + Obtain and maintain all registrations /licenses which are required for your role, within the appropriate timeframe +… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... which will be communicated to you. + Obtain and maintain all registrations /licenses which are required for your role, within the appropriate timeframe.… more
- City of New York (New York, NY)
- …from this posting will be appointed on a provisional basis. As a provisional employee , you will be required to take and pass the next Associate Public Health ... 1. Ensuring assigned facility maintains environmental, health and safety (EHS) compliance , in accordance with Agency policies and guidelines, bureau and division… more
- Warner Bros. Discovery (New York, NY)
- …international, talent, and consumers. + Oversee management of data privacy registrations and compliance documentation across multiple jurisdictions. + Develop ... and technology stakeholders, and manage a range of issues involving consumer, employee , talent, and enterprise data operations. This candidate will work with… more
- Deloitte (Jersey City, NJ)
- …Maintenance + Configure payroll wage codes to accurately apply employer and employee taxes and social security contributions. + Ensure proper setup and ongoing ... or regions. + Maintain good working knowledge of Tax State/SUI agency portals. Compliance , Filings & Documentation + Prepare and file payroll tax returns in… more
- Sysco (Jersey City, NJ)
- …Considerable experience with occupational safety, transportation safety, and environmental compliance preferred. **Certificates, Licenses, and Registrations ** + ... + Establish and achieve audits to track and identify gaps in the local compliance with Sysco's (HSE) policies and procedures. + Support creation of health, safety… more
- Robert Half Finance & Accounting (New York, NY)
- …including onboarding new hires and processing terminations. * Handle state tax registrations across multiple states to ensure compliance with local regulations. ... with a strong background in full-cycle payroll processing and multi-state tax compliance . The position requires close collaboration with Human Resources to ensure… more
- Citigroup (New York, NY)
- …partnership with Sales team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance ... role which will be communicated to you. + Obtain and maintain all registrations /licenses which are required for your role, within the appropriate timeframe. +… more
- Citigroup (New York, NY)
- …Work closely with various functions, such as Business, Technology, Risk, and Compliance to ensure an efficient and safe automated market making system. Utilize ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...be communicated to you + Obtain and maintain all registrations /licenses which are required for your role, within the… more
- Citigroup (New York, NY)
- …+ Coordinate daily with Citi Technology, product business teams, Compliance , and the broader Velocity Organization, representing the data-driven perspective ... analysis. III. Risk & Control + Obtain and maintain all necessary registrations /licenses within the required timeframe. + Implement and maintain strong governance… more
- 32BJ Benefit Funds (New York, NY)
- …+ Ensure models and pipelines incorporate privacy, security, and compliance controls (eg, PII tagging, RBAC, encryption), supporting applicable frameworks ... and lineage. + Experience supporting MDM, metadata management, and compliance requirements. + Experience with orchestration/transformation tools (eg, dbt, Airflow,… more
- Osmose Utilities Services (New York, NY)
- …milestones, and goals, while being mindful of safety quality, and compliance . Education and/or Experience: High school diploma or general education degree ... profit center and/or type of service. Certificates, Licenses, and/or Registrations : Must possess a valid state driver's license with...Demands: While performing the duties of this job, the employee is regularly required to stand and walk. They… more
