- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in the banking ... & finance industry to work within the Internal Audit Department. The Audit Manager ...audit professionals. - Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- Tradeweb (New York, NY)
- …+ Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit ... and provide insightful and timely advice and assurance to management + Prepare management update dashboards, emails,...individual goals + Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory … more
- SMBC (New York, NY)
- …the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal ... and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and...AD- or SMBC-level policies; + New business initiatives + Regulatory findings or recommendations; + Audit findings… more
- Jobleads-US (Stamford, CT)
- …effectiveness of internal control over financial reporting Identifies and communicates to management and audit committee suggestions to improve client internal ... The Assurance Experienced Manager is responsible for supervising, directing, and reviewing...assurance manual standards Prepares or reviews required communications to management and audit committees, ensuring timeliness and… more
- RGP (New York, NY)
- …and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance... regulatory requirements. + Provide strategic guidance on regulatory change management , helping clients adapt to… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business ... experience in financial services, with significant experience in business controls, risk management , audit , or compliance within Wealth Management , Private… more
- SMBC (Jersey City, NJ)
- …activity reporting, client screening/sanctions requirements, and risk assessments. + Strong management and leadership skills; experienced manager 10+ years + ... limited to CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... subject matter expertise. + Acts as primary contact with management regarding audit scope, findings and status...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER II- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to ... audit results to the Audit Senior Manager / Director and senior management in meetings,...model risk management , business continuity, fraud risk management , and associated regulations, guidance, and regulatory … more
- American Express (New York, NY)
- …to influence positive risk management change! IAG is looking for a Control Management Manager focused on ensuring control management is embedded in the ... internal audit department or second-line risk/control function. * Familiarity with audit methodologies and audit management systems. * Strong analytical,… more
- City National Bank (Jersey City, NJ)
- *SR. AUDIT MANAGER - ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Sr. Audit Manager position is a leadership role as an auditor-in-charge ... audit programs, analyze results of testing performed, and effectively communicate audit results to the Director and senior management in meetings,… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute… more
- American Express (New York, NY)
- …internal audit department or second-line risk/control function. + Familiarity with audit methodologies and audit management systems. + Strong analytical, ... and program management skills. + Proficiency in using data analytics, audit management tools, and agile delivery principles. + Ability to thrive… more
- JPMorgan Chase (Jersey City, NJ)
- …and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you will lead audits ... role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at...Asset & Wealth Management products and risk management , driving excellence and integrity in audit … more
- City National Bank (Jersey City, NJ)
- … audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit ... * AUDIT MANAGER I- CONSUMER COMPLIANCE* WHAT...regulations, as well as excellent leadership, communication, and project management skills. WHAT WILL YOU DO? * * Audit… more
- City National Bank (Jersey City, NJ)
- *SR. AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE...management of auditable units * Tracks and manages audit resources to meet the audit budget ... Responsible for managing complex audits and supervising auditors assigned to the audit in one of the following areas:The bank's financial and operational audits… more
- TD Bank (New York, NY)
- …+ Assesses/identifies key issues and escalates to appropriate levels and relevant stakeholders and audit management where required + Maintains a culture of risk ... details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals… more
- City National Bank (Jersey City, NJ)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, ... * AUDIT MANAGER I- TREASURY/FINANCE* WHAT IS...management to affect change, and delivers well written audit reports and other forms of communication. Manages staff… more
- Capital One (New York, NY)
- Audit Manager - Global Payment Network...operations and ecosystem related risks, as well as risk management and regulatory expectations for a large ... the enterprise. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of... audit reports. + Communicate the results of audit projects to management via written reports… more
- Capital One (New York, NY)
- Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our … more
