- Unknown (New York, NY)
- Managing Director & Head of US Prudential Bank Regulatory Group About the Company Renowned commercial investment banking company with an international ... B2B B2C About the Role The Company is seeking a Managing Director and Head of US Prudential Bank Regulatory Group to join its global legal… more
- Unknown (New York, NY)
- Managing Director , Head of...Head of Control and Regulatory Integration for its US Operations. The successful candidate will be responsible for ... processes to manage regulatory exams and internal audits, ensuring readiness, and managing the communication and implementation of policy and procedure changes. This… more
- Principal Financial Group (New York, NY)
- …inclusive partnerships and drive sustainable growth. Reporting to Amanda Wilson, Managing Director , Head of Distribution US & Canada Institutional and ... **What You'll Do** We're looking for a Managing Director to join our Institutional...now or in the future to work in the United States . This includes, but IS NOT… more
- Unknown (New York, NY)
- …values diversity and is an equal-opportunity employer. Hiring Manager Title Managing Director , Head of Distribution US & Canada Institutional and Global ... Managing Director , Institutional Sales About the Company Globally-renowned investment management & insurance company Industry Financial Services Type Public… more
- SMBC (Jersey City, NJ)
- …controlled bank-wide for identification and reporting of related risks - Supports the department head Managing Director in their primary role to effectively ... benefits to its employees. **Role Overview:** Reporting to the Director Operational Risk, the Director will provide...Combined US Operations (CUSO) in accordance with US Regulations, Head Office policies, and industry… more
- HSBC (New York, NY)
- …with the implementation of policy arising out of changes in Compliance within the United States and globally + To exercise risk steward challenge, act as ... Liaise with relevant stakeholders within the business in the United States , other Global Business and Functional...and monitor the adherence to the Compliance FIM in US + Assist the US Head… more
- SMBC (Jersey City, NJ)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Registrations will report to the Head of Employee Compliance… more
- Unknown (New York, NY)
- …Type Privately Held About the Role The Company is seeking a US Head of Exchange Traded Products Surveillance ( Director ) to join their team. The successful ... various trading platforms. Applicants for the US Head of Exchange Traded Products Surveillance ( Director )...a robust trade surveillance program. Experience in leading and managing a team is essential. The ideal candidate will… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our… more
- SMBC (New York, NY)
- …lead the Corporate Product Team. This is a key leadership role reporting to the Head of Special Credits, responsible for managing a portfolio of substandard or ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...**Role Objectives: Delivery** Role Responsibilities: The Corporate Product Team Head will be responsible for: . Leading the team… more
- Unknown (New York, NY)
- …to fostering a culture of respect, collaboration, and innovation. Hiring Manager Title Head of US Client Coverage Travel Percent Less than 10% Functions ... Executive Director , Sales - Tokenization, Digital Indices & DeFi... will also be involved in strategic revenue growth, managing complex contract negotiations, and driving the adoption of… more
- SMBC (Jersey City, NJ)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... The Outside Business Activities and Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside… more
- Unknown (Jersey City, NJ)
- …adept at driving consensus and delivering high-quality results. Hiring Manager Title Executive Director , Head of Compliance Training Travel Percent Less than 10% ... candidate will be responsible for overseeing the effectiveness of training programs, managing training metrics and reporting, and participating in the training needs… more
- SMBC (Jersey City, NJ)
- …Compliance Department Training Team. In this role, you will report to the Executive Director , Head of Compliance Training, and will be responsible for overseeing ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...training reminder and escalation process, which includes updating the Head of Compliance Training on trends in completion data.… more
- SMBC (Jersey City, NJ)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... reviewing and maintaining Compliance charters and Compliance governance documents, managing headcount reporting, and assisting with Compliance staffing and budget… more
- BMO Financial Group (New York, NY)
- …the credit, legal, operational, reputational, and all other risks as part of managing the portfolio of facilities deployed to support the Banks and Market Structure ... more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards **About Us ** At BMO we are driven by a shared...the Good in business and life. It calls on us to create lasting, positive change for our customers,… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. Reporting into the Managing Director , Regional Head of Americas AML Program Officer (APO), ... implementation and other critical activities as directed by the Managing Director , Head of Financial...customer onboarding, acceptance, rejection, and exits; + Overseeing and managing regulatory change management processes across the US… more
- Citigroup (New York, NY)
- …- Enterprise **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - ... Citi's enduring strength as a preeminent financial institution. Join us to be part of a team that thrives...Reserve, OCC, and FDIC. You will report to the Head of Citi's Financial Services Regulatory Legal Group and… more
- SMBC (Jersey City, NJ)
- …communications surveillance framework across the Americas. This role reports directly to the Managing Director , Head of Surveillance, Control Room, and ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...SMBC's Compliance Department is seeking a highly skilled Executive Director , Head of Communications Surveillance to lead… more
- OneMain Financial (New York, NY)
- …smarter, faster, and more personalized financial solutions. **About the Role** We are seeking a Managing Director - Head of GenAI Product Strategy to lead ... OneMain Financial** OneMain Financial is the largest non-bank lender in the US , proudly serving millions of customers with safe, affordable, and transparent… more
