- HSBC (New York, NY)
- …the US and Americas Finance function. Finance NFRs include, but are not limited to, Financial Reporting Risk, Regulatory Reporting Risk, Model Risk, Data ... high standards of controls, in particular, with respect to Regulatory and Financial Reporting . Key...Reporting Governance Forum (RRGF) - member + Regional Non - Financial Risk Management meetings - member +… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- HSBC (New York, NY)
- …capital, and balance sheet management, and their impact on Treasury strategy, and regulatory reporting + Make strategic balance sheet management capability, with ... Rate Risk management within risk appetite and mandates + Ensure management of non - financial risks within appetite, with the very highest standards of conduct… more
- SMBC (New York, NY)
- …the following: . Continuously monitor and manage existing transactions, such as analyze financial statements (including 13-week cash flow reporting ) and develop ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Role Objectives: Delivery**… more
- Unknown (New York, NY)
- …leadership team, with a primary focus on overseeing all aspects of accounting and financial reporting for the fund, ensuring compliance with the 1940 Act, and ... of a Chief Accounting Officer (CAO) to lead the financial and accounting operations of its flagship Non...is preferred. The role requires in-depth knowledge of SEC reporting requirements, particularly in the preparation of regulatory… more
- Unknown (Greenwich, CT)
- …expertise in global regulations such as SEC Rule 206(4)-1, FINRA Rule 2210, and non -US regulatory regimes, as well as the ability to review complex presentations ... Marketing Review About the Company Top-tier investment management firm Industry Financial Services Type Privately Held, Private Equity-backed About the Role The… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...Corporate Product Team. This is a key leadership role reporting to the Head of Special Credits, responsible for… more
- Unknown (New York, NY)
- …About the Company Nationally acclaimed banking organization Industry Banking Type Non Profit Founded 1852 Employees 10,001+ Categories Banking Wealth Management ... Banking & Mortgages Financial Services Consulting & Professional Services Finance Banking Services...the surveillance program is robust and aligned with global regulatory expectations. This role requires a strategic thinker with… more
- Capco, a Wipro Company (New York, NY)
- …and leadership across all levels. **About the Job:** In a typical financial services market, customer experience is key. But in today's increasingly competitive ... are at an all-time high, but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access, and… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Tutor Perini (New York, NY)
- …materials, and processes to verify compliance with project specifications and regulatory requirements. + Document and report non -conformities; support the ... our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us...Engineer** As a Quality Assurance / Quality Control Engineer reporting to the Quality Control Manager, you will play… more
- Unknown (Jersey City, NJ)
- …to design and manage reporting tools to measure program effectiveness, is essential. Travel Percent Less than 10% Functions CEO/President Non -Profit Management ... Executive Director, E-Communications Surveillance About the Company Renowned financial institution Industry Banking Type Privately Held About the Role The Company is… more
- SMBC (Jersey City, NJ)
- …of the bank and reporting results/findings to management and Head of Non - Financial Risk, as necessary. **Role Responsibilities:** - Provide 2nd Line risk ... and has the role of monitoring and assessing business practices in relation to the non - financial risk framework of SMBC. RMDAD implements a non - financial … more
- Unknown (Jersey City, NJ)
- …effective risk assessment, and supporting interactions between Compliance, 1LoD, and 2LoD Non - Financial Risk and Enterprise Risk functions. The role involves ... Control Management. The ideal candidate will have a deep understanding of the regulatory environment in the financial services industry, experience in change… more
- Unknown (New York, NY)
- Chief Risk Officer About the Company Prominent community development financial institution Industry Management Consulting Type Non Profit Founded 1982 Employees ... management, and investment risk, as well as operational and regulatory risk. The CRO will also serve as a...member of the executive and leadership teams, with direct reporting to the President and CEO. Candidates for the… more
- SMBC (Jersey City, NJ)
- …operating environment, and supports interaction between the Compliance, 1LoD and 2LoD Non - Financial Risk and Enterprise Risk functions. The control management ... assessment, issue management and incident management + Deep understanding of the regulatory environment affecting the financial services industry, with a strong… more
- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets- Non - Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25004657) **Job Description:**… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Bank of America (New York, NY)
- …and data providers to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to ... and is responsible for position monitoring and preparation of non - financial regulatory disclosures under the...financial regulatory disclosures under the relevant regulatory reporting laws across multiple regimes (substantial… more
- Motion Recruitment Partners (New York, NY)
- …repetitive tasks. + Provide comprehensive Project Management Office (PMO) support across Non - Financial Regulatory Reporting (NFRR) implementations, ... analysis skills within NFRR Security swap cap reporting space. + Experience in Non - Financial Regulatory Reporting (NFRR) or other regulatory … more
