- Unknown (New York, NY)
- VP - Regulatory Reporting Business Analyst About the Company Globally-recognized financial services group Industry Financial Services Type Privately Held Founded ... Classifications B2B About the Role The Company is seeking a VP - Regulatory Reporting Business Analyst to join their team. The successful candidate will be… more
- Unknown (Manhattan, NY)
- … regulatory examinations across various business functions, including operations, finance, regulatory reporting , and sales and trading. This role involves ... Vice President of Compliance - Regulatory Exams About the Company Well-established broker dealer...is seeking a VP Compliance with a focus on Regulatory Exams to join their team. The successful candidate… more
- Unknown (Manhattan, NY)
- … regulatory examinations across various business functions, including operations, finance, regulatory reporting , and sales and trading. This role involves ... Vice President of Compliance and Regulatory Exams About the Company Well-established broker dealer...is seeking a VP Compliance with a focus on Regulatory Exams to join their team. The successful candidate… more
- Unknown (New York, NY)
- …of OTC swaps reporting rules, derivatives products, and the broader regulatory reporting landscape. The ideal candidate will be a culture carrier ... of influencing at all levels of the organization to ensure the firm's regulatory reporting commitments are met efficiently and with minimal risk. The position is… more
- Unknown (New York, NY)
- …insurance industry. The role demands a strong knowledge of IFRS, GAAP, and regulatory reporting requirements, as well as excellent analytical, communication, and ... Associate Vice President, Financial Reporting About the Company Globally renowned insurance group...involves coordinating the preparation of statutory financial reports for regulatory filing, analyzing financial results to identify trends and… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- HSBC (New York, NY)
- …and Americas Finance function. Finance NFRs include, but are not limited to, Financial Reporting Risk, Regulatory Reporting Risk, Model Risk, Data Risk and ... information, and obtain approval through local governance + Lead regional regulatory reporting -focused targeted transaction testing ("TTT") activities in… more
- DWS Group (New York, NY)
- …and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements and loan compliance requirements. Collaborate ... is a wholly owned subsidiary of DWS. IAO is responsible for the financial reporting and certain operational aspects for investment vehicles to be launched as part of… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad hoc reporting … more
- HSBC (New York, NY)
- …capital, and balance sheet management, and their impact on Treasury strategy, and regulatory reporting + Make strategic balance sheet management capability, with ... of its activities, required infrastructure and mandates, Markets Treasury has a dual- reporting line reporting both into Treasury (Finance) and Markets Securities… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- DWS Group (New York, NY)
- …efficiency and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements. We are looking for: Minimum of ... launch process from an accounting perspective, ensuring relevant accounting and reporting systems are set-up. Primary contact of select investment vehicles, which… more
- Unknown (New York, NY)
- …the Role The Company is seeking a Vice President for Fund Accounting and Regulatory Reporting . The successful candidate will be responsible for overseeing the ... materials. The VP will be the key person for all required fund regulatory reporting and will also be involved in ad hoc analyses and projects. Applicants… more
- SMBC (Jersey City, NJ)
- …data experienced associate who mainly focuses on for data quality over financial regulatory reporting data attributes/elements to make sure that the ... external to finance and establish, support, maintain and continuously improve stronger regulatory reporting data governance. This role will also ensure… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all… more
- Unknown (New York, NY)
- …within the life and annuity sector. The role requires deep knowledge of NAIC regulatory reporting , life and annuity company financial operations, and a proven ... hands-on Chief Financial Officer to establish and lead the finance, capital, and regulatory framework for a newly formed life and annuity platform. The successful… more
- The Calyx Institute (New York, NY)
- …compliance between Calyx and awarded applicants, regarding contracts, legal and regulatory issues, deliverables, reporting , payment, etc.; and maintaining clear ... messaging. In collaboration with the finance team, ensure proper compliance and reporting for all grant recipients. Coordinate and oversee the selection panel… more
- Unknown (New York, NY)
- …broker-dealer financial management, particularly in the areas of clearing operations, regulatory reporting , and compliance with financial industry regulatory ... is in search of a Chief Financial Officer to oversee its finance and regulatory operations. This leadership role demands a candidate with a strategic mindset and… more
- Unknown (New York, NY)
- …and risk management strategies. The role requires the ability to support audits, and regulatory reporting , and to provide leadership and guidance to junior team ... well as the operations of the broker-dealer, ensuring strict compliance with regulatory standards and internal policies. This role involves the preparation and… more
- Unknown (New York, NY)
- …The role also involves evaluating data processes in high-risk areas such as regulatory reporting and financial modeling, and identifying gaps in data lineage, ... risk assessments, deliver actionable audit findings, and stay abreast of evolving regulatory expectations. Candidates for this role should have a Bachelor's degree… more
