- Eisai, Inc (Nutley, NJ)
- …Assurance (CQA) strategy including audit and inspection management, issue management and oversight of the Quality management system. This role is responsible for ... Good Clinical Practice (GCP) and for assuring the compliance of projects, products and programs with Eisai's Standard Operating Procedures (SOPs), Policies, and all… more
- Neuberger Berman (New York, NY)
- …delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, ... and implement continuous improvements that enhance model delivery, manager-traded account oversight , and business scalability. Responsibilities + Champion data … more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Unknown (New York, NY)
- …and market structure, and at least 10 years of relevant work experience in business risk and controls, compliance , or audit. Key responsibilities for the SVP ... Senior Vice President, Markets E-Trading Risk & Controls...Services Banking & Mortgages Consulting & Professional Services Brokerage Business Common Purpose Finance Financial Ingenuity Financial Responsibility Global… more
- Unknown (Greenwich, CT)
- Senior Vice President of Treasury About the Company Fast-growing financial technology (FinTech) firm Industry Financial Services Type Privately Held About the Role ... supporting the vendor management program, assisting with cash reconciliations, and leading the oversight of bank accounts and relationships. The SVP will also be a… more
- Unknown (New York, NY)
- Senior Vice President of Eligibility, Claims & Revenue Management About the Company Top fertility benefits management company Industry Hospital & Health Care Type ... return to work support womens health and reproductive health Business Classifications B2B Enterprise About the Role The Company...the Role The Company is in search of a Senior Vice President of Eligibility, Claims, and Revenue Management… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... These include the US and Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management, Internal...existing controls + Work with Risk Owners and other Business and Function leads to understand the impact of… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- SMBC (New York, NY)
- …risks. Assess and respond to regulatory changes impacting the investment management business . Collaborate closely with legal and compliance colleagues across ... seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated US investment adviser. This is...The position presents an opportunity to help build a business from the ground up, design and implement a… more
- Hercules Capital (New York, NY)
- …performance analytics to senior management. Essential Responsibilities *Support Fund Senior Manager in preparation, review, oversight and management of 3rd ... loan administration, supporting capital activity, liquidity management, shadow NAV preparation, oversight of the 3rd party fund administrator, and assisting in the… more
- Port Authority of New York and New Jersey (New York, NY)
- …schedule analysis. The program also provides structured training, mentorship from senior professionals, and opportunities to contribute meaningfully to the delivery ... within an assigned major program. + Monitor contractor performance and compliance with contract requirements. + Perform code-required special inspections (ie steel… more
- SMBC (Jersey City, NJ)
- …(LoD) Risk Management Department Americas Division's (RMDAD) Operational Resilience and Business Continuity risk management for the Combined US Operations (CUSO) in ... Department is the 2nd LoD and has the role of monitoring and assessing business practices in relation to the non-financial risk framework of SMBC. RMDAD implements a… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- Unknown (New York, NY)
- …to lead the development and execution of a comprehensive cybersecurity strategy. This senior leadership role is pivotal in ensuring the protection of digital assets, ... be responsible for defining and implementing security measures that align with business objectives, serving as the primary advisor on cybersecurity risks to… more
- Capco, a Wipro Company (New York, NY)
- …revenue growth, cost control, operational efficiency, and regulatory compliance within their marketing function: Marketing technology, artificial intelligence, ... by our leadership team to meet short- and long-term business goals. We're looking for a leader to help...management processes + Define marketing measurement strategies and provide oversight for the creation and implementation of dashboards and… more
- SMBC (New York, NY)
- …control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple ... Develop and implement governance frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular reports on… more
- Unknown (New York, NY)
- …pivotal in supporting the personal lines ratemaking function, ensuring its accuracy, compliance , and alignment with business goals. The successful candidate will ... lead the development of long-term actuarial strategies, manage senior actuarial teams, and provide critical insights into the health and profitability of the… more
- SMBC (Jersey City, NJ)
- …and regulations applicable to these risk areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support the execution of ... its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance...group companies throughout SMBC's Americas Division. + Provide direct oversight of assigned M&T staff and act as a… more
