- City National Bank (New York, NY)
- SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") Business Control ... Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary...leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Program areas: + Policies and Procedures Management + Compliance Training + Issues Management + Monitoring ...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- Unknown (Jersey City, NJ)
- Vice President, Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately ... B2B About the Role The Company is seeking a Senior Compliance Officer with a...responsibilities for this role include organizing and supervising the compliance program for swap dealer rules, monitoring … more
- Unknown (New York, NY)
- VP, CUSO Compliance Risk Assessment Officer About the Company Globally-recognized corporate & investment banking group Industry Banking Type Subsidiary of a ... markets About the Role The Company is seeking a Compliance Risk Assessment Officer to join their...Assessments across all business lines, enhancing CRA processes, and monitoring the effectiveness of the CRA framework. This role… more
- Unknown (New York, NY)
- … Officer include reviewing and assigning borrower credit ratings, monitoring portfolio exposures, and participating in internal credit discussions. The role ... Vice President, Credit Officer About the Company Renowned financial institution Industry...demands a professional who can work closely with senior stakeholders, maintain strict adherence to risk policies, and… more
- Unknown (New York, NY)
- …with senior management, fund administrators, auditors, and legal and compliance teams to guarantee accurate and timely reporting of financial information. The ... Chief Accounting Officer (CAO) About the Company Prominent investment management...of accounting and financial reporting for the fund, ensuring compliance with the 1940 Act, and maintaining the integrity… more
- Unknown (College Point, NY)
- Chief Financial Officer (CFO) About the Company Popular bakery specializing in warm, gooey cookies Industry Food & Beverages Type Privately Held, VC-backed Founded ... the Role The Company is seeking a Chief Financial Officer to join its executive team. The CFO will...of budgets, forecasts, and long-range planning, as well as monitoring financial performance and providing insights to support decision-making.… more
- Unknown (New York, NY)
- …on provider data, compliance , and performance. Hiring Manager Title Chief Operating Officer Travel Percent 20% Functions General Management Operations Strategy ... Senior Vice President, Provider Solutions About the Company...review disease management data transparency market-sensitive repricing payment integrity compliance management healthcare ecosystem and stop loss About the… more
- Unknown (New York, NY)
- Senior Vice President, Head of AI Enablement & Coordination About the Company Internationally recognized investment services firm Industry Financial Services Type ... the Role The Company is in search of a Senior Vice President, Head of AI Enablement & Coordination...including technology, AI hub, operations, risk, product, distribution, and compliance , to ensure the successful execution of AI projects.… more
- Unknown (New York, NY)
- …the company's core operational processes, with a direct impact on revenue recognition , customer satisfaction, and compliance . This strategic and operationally ... Senior Vice President of Eligibility, Claims & Revenue...process automation to support scalable operations, and defining and monitoring KPIs across all revenue cycle functions. Candidates for… more
- Unknown (New York, NY)
- …Financial Services Type Privately Held About the Role The Company is in search of a Senior Compliance Officer to join its US compliance team. This ... funds and separately managed accounts. Key responsibilities for the Senior Compliance Officer include overseeing...filings, managing the Code of Ethics program, reviewing and monitoring expert network requests, and ensuring that the firm's… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and regulators. **Role Responsibilities:** Credit… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Compliance Monitoring & Testing (M&T) Team, responsible...Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Sr . Commercial Loan Officer is an external sales role which focuses ... meets or exceeds annual sales, revenue, volume & new customer objectives. The Sr . Commercial Loan Officer maximizes profitability, revenue and retention of new… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Financial Risk Analytics Sr . Specialist New York, New York;Charlotte, North Carolina...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Enterprise Financial Risk Capital Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Huntington National Bank (New York, NY)
- …and credit quality of assigned portfolio working directly with the Segment Risk Manager, Sr and Segment Risk Officer . + Underwrites complex and large credit ... Credit Portfolio Risk Analyst Summary: The Credit Portfolio Risk Analyst, Senior (BIN Sponsorship) services, deepens, and retains assigned profitable customer… more
- Citigroup (New York, NY)
- …Credit Portfolio Analyst is an experienced Lending Product specialist and Credit Officer within the Wealth Lending. The core product set includes capital ... judgment. Activities will include the successful structuring, documenting, closing and monitoring of credit facilities in a controlled environment. Duties will also… more
