- Unknown (Manhattan, NY)
- Associate Vice President , Corporate Compliance Officer About the Company Prominent commercial bank Industry Banking Type Privately Held About the Role The ... Company is seeking an Associate Vice President , Corporate Compliance Officer to join their team. The successful candidate will be responsible for assisting… more
- Unknown (Greenwich, CT)
- Vice President , Compliance Marketing Review About the Company Top-tier investment management firm Industry Financial Services Type Privately Held, Private ... Equity-backed About the Role The Company is in search of a Vice President for Compliance Marketing Review. The successful candidate will be a key player in… more
- Unknown (Manhattan, NY)
- Vice President of Compliance and Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role The ... Company is seeking a VP Compliance with a focus on Regulatory Exams to join...with regulators, and working with internal teams to ensure compliance and remediation of any issues. Applicants for the… more
- Unknown (New York, NY)
- Vice President , Compliance Officer About the Company Globally recognized alternative investment management firm Industry Investment Management Type Privately ... Held About the Role The Company is in search of a Vice President , Compliance Officer to join its global Compliance team. The successful candidate will be… more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications About the Company Nationally acclaimed ... aux marches de capitaux About the Role The Company is seeking a VP Compliance Manager for Trade Surveillance Initiatives and Portfolio Management, with a focus on… more
- Unknown (New York, NY)
- Vice President , Compliance Officer About the Company Internationally acclaimed fixed-income investment management firm Industry Investment Management Type ... Role The Company is seeking a Vice President to join its Anti-Financial Crime Compliance ...of new AML rules, particularly in relation to sanctions compliance . Applicants for the Vice President… more
- Unknown (New York, NY)
- Vice President , Compliance Risk Assessment & Data Analytics About the Company Respected investment bank Industry Investment Banking Type Privately Held About ... the Role The Company is seeking a VP for Compliance Risk Assessment and Data Analytics. The successful candidate will be responsible for supporting the US risk… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Employees 501-1000 About the Role The Company is in search of a Senior Vice President , Compliance to take on the role of Anti-Money Laundering (AML) Officer.… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Reputable financial institution with a global reach Industry Financial Services Type Privately Held About the ... Role The Company is in search of a Senior Compliance Officer to join its US compliance team. This pivotal role is dedicated to supporting the firm's… more
- Unknown (Manhattan, NY)
- Vice President , Financial Crimes Compliance Systems Screening Lead About the Company Prominent retail bank Industry Banking Type Privately Held About the ... Role The Company is seeking a VP, Financial Crimes Compliance Systems Screening Lead to oversee and drive initiatives related to the enhancement and optimization of … more
- Unknown (Jersey City, NJ)
- Vice President , Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately ... About the Role The Company is seeking a Senior Compliance Officer with a focus on Global Banking Regulations....The successful candidate will be part of a global compliance team that covers structural banking reform, including CFTC… more
- Unknown (New York, NY)
- Vice President , Workday Security & Compliance Lead About the Company Expanding provider of investment management, research & trading services Industry ... is in search of a VP, Workday Security & Compliance Lead to take on a pivotal role in...across various modules, leading security architecture reviews, and ensuring compliance with both internal and external regulations. This role… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance ... you will report to the Executive Director, Head of Compliance Training, and will be responsible for overseeing training...and escalation process, which includes updating the Head of Compliance Training on trends in completion data. You will… more
- Unknown (Jersey City, NJ)
- Vice President , Functions Control Officer, Compliance About the Company Respected corporate bank Industry Banking Type Privately Held About the Role The ... Company is in search of a Vice President , Functions Control Officer - Compliance to play a pivotal role in the execution of the Risk and Control… more
- Unknown (Jersey City, NJ)
- Vice President , Functions Control Officer, Compliance About the Company Internationally recognized banking group Industry Financial Services Type Subsidiary ... Enterprise About the Role The Company is seeking a Compliance - Functions Control Officer to join their team....candidate will play a pivotal role in enhancing the Compliance function's risk and control environment. This includes providing… more
- Unknown (New York, NY)
- Vice President , Internal Audit Swap Dealer Compliance About the Company Top-tier global financial institution Industry Financial Services Type Privately Held ... About the Role The Company is seeking a Vice President for Internal Audit with a...evolving risk landscapes. Applicants for the Vice President , Internal Audit - Swap Dealer Compliance … more
- Unknown (Valley Cottage, NY)
- Vice President of Human Resources About the Company Well-regarded mental health agency Industry Government Administration Type Government Agency Founded 1946 ... services About the Role The Company is seeking a Vice President of Human Resources to lead...HR will also be responsible for budget management, data compliance , and staying abreast of employment laws and best… more
- Unknown (Tarrytown, NY)
- Vice President , Human Resources About the Company Prominent organization in the local community Industry Non-Profit Organization Management Type Non Profit About ... This executive role also involves managing compensation, benefits, and ensuring compliance with labor laws, as well as driving performance management, coaching,… more
- Unknown (New York, NY)
- …background in financial services, particularly in the area of digital asset financial crimes compliance . The Vice President will be responsible for a range ... Global Financial Crimes Digital Assets Advisory Officer - Vice President About the Company Top-tier...of activities, including but not limited to, financial crimes compliance and regulatory matters related to digital assets, development… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening ... the Compliance function's risk and control environment by providing expert...the broader operating environment, and supports interaction between the Compliance , 1LoD and 2LoD Non-Financial Risk and Enterprise Risk… more
