- Unknown (Philadelphia, PA)
- Chief Compliance Officer ( CCO ) About the Company Accomplished broker-dealer Industry Financial Services Type Privately Held About the Role The Company is ... seeking a Chief Compliance Officer ( CCO ) to join their team. The CCO will be responsible for managing and providing strategic guidance on local,… more
- Unknown (Philadelphia, PA)
- Chief Compliance Officer About the Company Esteemed provider of bespoke investment advisory services Industry Investment Management Type Privately Held About ... the Role The Chief Compliance Officer will be responsible for managing and directing the end-to-end compliance programs as well as evaluating the… more
- Unknown (Philadelphia, PA)
- Chief Compliance Officer ( CCO ) About the Company Dynamic investment advisory firm specializing in cryptocurrency & blockchain services Industry Financial ... tokens sto and ico About the Role The Company is in search of a Chief Compliance Officer ( CCO ) and Head of Anti-Money Laundering to establish and… more
- Unknown (Philadelphia, PA)
- General Counsel & Chief Compliance Officer ( CCO ) About the Company A FinTech in the Venture Capital/ Funding Space. Industry Accounting Type Privately ... the Role The Company is in need of an Interim General Counsel and Chief Compliance Officer with a strong background in FinTech, particularly in the venture… more
- Mallinckrodt Pharmaceuticals (Malvern, PA)
- …allegations to completing investigative summaries and reporting investigation outcomes to the Chief Compliance Officer , senior management and Executive ... Job Title Head of Compliance Investigations Requisition JR000015357 Head of Compliance...of Compliance Investigations Requisition JR000015357 Head of Compliance Investigations (Open) Location Malvern, PA Additional Locations Job… more
- Vanguard (Malvern, PA)
- …comprehensive compliance program for Vanguard's broker-dealer business. Working for the Chief Compliance Officer , this compliance leader, directly ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Globus Medical, Inc. (Audubon, PA)
- …The Senior Compliance Manager works with the Director of Compliance and Chief Compliance Officer to support our Global business on compliance ... relevant policies, codes, laws, and regulations impacting business operations. The Senior Compliance Manager will assist with various aspects of our compliance … more
- J&J Family of Companies (West Chester, PA)
- …in our compliance program-related activities as denoted by your supervisor or our Chief Compliance Officer . + Promote and nurture the highest standards ... of integrity, ethics, and compliance , and actively support initiatives, programs, trainings, and activities....activities and Policies and Procedures of the Health Care Compliance Program and Johnson and Johnson Business Code of… more
