- City National Bank (Wilmington, DE)
- ** MANAGER INVESTMENT OVERSIGHT ** **WHAT IS THE OPPORTUNITY?** The Risk SVP will serve as the head of the Investment Risk function for City National Bank. The ... of CNB. This position is also responsible for 2LOD oversight and monitoring of CNB's 1LOD obligations, and will...well as any functions that are housed in centralized compliance functions within the Bank or affiliates.Responsible for all… more
- TD Bank (Mount Laurel, NJ)
- …The AML Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- TD Bank (Mount Laurel, NJ)
- …requirements for business projects + Partners with other AML partners and business compliance partners to ensure consistency in the application of AML ... job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the… more
- Bank of America (Pennington, NJ)
- …and regulatory oversight functions within a supervision group for multiple business channels, and is responsible for a wide variety of delegated processes or ... Merrill Advisory Development Program Oversight Principal Jacksonville, Florida;Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank ... job is responsible for executing second line of defense compliance and operational risk oversight for a...* Executes risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- J&J Family of Companies (Horsham, PA)
- …others working with the Business . + Ensure accountability for compliance through risk assessment, problem identification, oversight & monitoring, ... Senior Manager , Health Care Compliance Officer -...health care compliance -related implications. The Health Care Compliance Officer will provide direction and oversight … more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common ... job is responsible for executing second line of defense compliance and operational risk oversight for a...coverage + Develop an effective working relationship with FLU business controls team and other internal departments, such as… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager - Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** At ... inquiries, other audits, and examinations * Engage in activities to provide independent compliance and operational risk oversight of FLU performance and any… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank of America, we are ... job is responsible for executing second line of defense compliance and operational risk oversight for a...+ Executes risk governance and management routines + Ensures compliance and operational risks are considered in business… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager Pennington, New Jersey **Job Description:** Job Description At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight for a...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Vanguard (Malvern, PA)
- …relationship with Compliance Advisory partners to collectively serve to provide oversight and advice to the business . Routinely communicate with business ... Risk partners. Serves as a trusted advisor to the business and provides oversight of regulated activities....strategic direction of the testing and monitoring team. The Compliance Manager , Head of Fund & Advisor… more
- Meta (Trenton, NJ)
- …our operations. **Required Skills:** Technical Audit Operations (TAPS): Privacy Program Manager - Compliance Responsibilities: 1. Synthesize various requirements ... looking for an individual with proven experience in privacy, compliance and/or audit functions and a product / data-driven...while delivering on immediate priorities. 4. Provide guidance and oversight to product, business and engineering teams… more
- KPMG (Philadelphia, PA)
- ** Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 107719 - 77 **Function:** Tax Services **Area of ... helping high-profile clients understand, analyze, and respond to complex business opportunities and challenges. Develop your career through a...is currently seeking a Manager / Senior Manager to join our Global Compliance Management… more
- TD Bank (Mount Laurel, NJ)
- …addition to the above department specific overview **Job Description:** The Senior Compliance Business Oversight Analyst provides objective guidance, support ... business lines. + This role will provide compliance regulatory guidance and oversight for Deposit...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Pfizer (Collegeville, PA)
- …experience. Experience required in: + GXP Quality Management System development and oversight ; + Business process development and document management, including ... of Exclusivity (LOE) for priority pipeline candidates, pipeline supplementation through business development, and marketed inline products. CMAO RWE centralizes RWE,… more
- J&J Family of Companies (Horsham, PA)
- …of Compliance Governance Committee meetings to ensure appropriate quality and compliance oversight specifically as it relates to Agreements and control ... Manager , Supplier Management and Operations Excellence (SMOx), Patient...deliverables simultaneously * Experience in working within and developing compliance oversight and governance framework is preferred… more
- TD Bank (Mount Laurel, NJ)
- …and ongoing tracking/remediation oversight + Strategic, financial planning, and business /operations support for the US Chief Compliance Officer and the ... Compliance Operations and Governance team. The team provides oversight and support for key elements of the US...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- TD Bank (Mount Laurel, NJ)
- …Business :** Data & Analytics **Job Description:** We are seeking a **Senior Manager Business Information Management** to oversee the strategic direction and ... governance best practices, and advanced analytical skills. The Senior Manager Business Information Management manages / leads...departmental plan and budget to ensure effective use of business segment funds and compliance with budget… more
- Pfizer (Collegeville, PA)
- …Quality Management Plan, Study Monitoring Plans, ensures PTMF completeness and oversight of all relevant compliance activities for allocated studies ... The Study Operations Manager is responsible for study and regional/country level...+ Responsible for study and/or country vendor management and oversight including follow up and coordination of vendor deliverables… more
- The Hartford (Wayne, PA)
- …Compliance Department. The Compliance Consultant will report to the Compliance Manager responsible for overseeing the Investment Adviser and Transfer ... Agency testing program and controls/ oversight program. The candidate will work closely with other...our Service Providers' Service Organization Reports + Assist the Compliance Manager with conducting various due diligence… more