- Vanguard (Malvern, PA)
- …enhancing, and overseeing compliance processes and programs that support Vanguard's investment products and trading activities. + Act as the point of contact and ... and trade surveillance. + Support the wider Global Fund, Advisor , and Distribution team as needed. + Participates in...with at least two years within a financial services compliance function. Regulatory, compliance , investment ,… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll be at the forefront of regulatory ... Design & Enhance Compliance Programs : Develop and refine compliance processes for investment products, trading activities, and client interactions.… more
- M&T Bank (Wilmington, DE)
- …and solutions of the firm.Work closely with Client Managers, Custom Credit, Investment Advisors and Trust Officers to assess client's current financial situation, ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Vanguard (Malvern, PA)
- …leadership and team management skills, as well as the ability to partner with senior leaders across marketing, sales, and investment teams + Proficiency in ... The Head of Investment Product Marketing will bring the robust skill...Channel Marketing Team to design and deliver sales collateral, advisor toolkits, product guides, presentations, and training that enable… more
- Truist (Philadelphia, PA)
- …with a proven track record working complex credit deals and/or in tandem with a senior credit advisor . * Advanced and proven working knowledge of deposit, credit ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- AECOM (Conshohocken, PA)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... a better world. Join us. **Job Description** **AECOM** is seeking a **Technology Advisor ** to be based in our **Conshohocken, PA** office. This excellent opportunity… more
- Vanguard (Malvern, PA)
- …investors, to treat them fairly, and to give them the best chance for investment success. Known for our strong ethical business practices and client focus, Vanguard ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Guardian Life (Trenton, NJ)
- …insurance laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an ... a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and...Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using… more
- Deloitte (Philadelphia, PA)
- …Tax Senior , you will utilize your prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients ... have an exciting opportunity for you as a Tax Senior on our growing team! Recruiting for this role...with Subchapter K, partnership allocation methodologies, and the tax compliance process for investment partnerships + Bachelor's… more
- Deloitte (Philadelphia, PA)
- …team and draw on experience in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. You will identify ... Mutual funds-Are you passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and tax … more
- CBRE (Trenton, NJ)
- …for data, the business value, and the potential innovations. Be the trusted advisor to senior leadership and peers. + Demonstrated experience in building ... Senior Data Governance Manager Job ID 235977 Posted...processes, necessary to sustain a data control environment. Monitoring compliance with data policies and standards + Establish account… more
- PCI Pharma Services (Philadelphia, PA)
- …module to enable seamless planning and delivery across business units. + Advise senior leadership on pay transparency, wage compliance , pay equity, and total ... biopharma companies and their patients. **We are PCI.** Our investment is in People who make an impact, drive...pioneer and shape the future of PCI. As the Senior Director, Global Compensation & Benefits at PCI Pharma… more
- JPMorgan Chase (Philadelphia, PA)
- …and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout ... collect account-specific information, obtain account documents and financials, and provide investment quotes to clients while complying with regulatory and firm… more
- Deloitte (Philadelphia, PA)
- Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of government credits and incentives ("C&I") services across more ... on May 31st 2026. Work you'll do: As a Senior Consultant within Sustainability: Gi3 practice, you will advise...45Q Carbon Capture Tax Credit + IRC section 48 Investment Tax Credit + IRC section 45 Production Tax… more
- Deloitte (Philadelphia, PA)
- Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of government credits and incentives ("C&I") services across more ... for this role ends on May 29, 2026. Work you'll do: As a Senior , you will identify eligible federal C&I generating activities and manage and facilitate the… more
- Wells Fargo (Marlton, NJ)
- **About this role:** Wells Fargo is seeking a Senior Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the ... . **In this role, you will:** + Assist Financial Advisor (s) with service and operational related activities such as providing… more
- M&T Bank (Wilmington, DE)
- …needs. + Communicate regularly with the client team (Custom Credit Advisors, Investment Advisors, and Commercial and Business Bankers, etc.) supporting the client to ... appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client… more
- Deloitte (Philadelphia, PA)
- …for this role ends on May 31st 2026. What you'll do As a Senior within the Sustainability: Renewable Energy practice, you will advise clients on tax issues ... to identify process improvements and opportunities for new services. The Senior Consultant will ensure accurate, timely completion of deliverables. The ideal… more
- Highmark Health (Trenton, NJ)
- **Company :** Highmark Health **Job Description :** **JOB SUMMARY** + As a Senior AI Consultant at Highmark, you will play a pivotal role in shaping and executing ... patterns that could lead to a higher return on investment . + Proof of Concept Design:Work across teams to...impacts in support of the business case.Serve as an advisor and partner for change execution. This includes, but… more
- TD Bank (Mount Laurel, NJ)
- …Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks.** + **Knowledge and experience within compliance or audit, ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more