- Vanguard (Malvern, PA)
- …agreements and supporting documentation. + Advise internal clients and business units on global legal issues impacting securities finance as well as educate and ... detail and a passion for navigating the complexities of global finance? Vanguard is seeking a strategic and collaborative...seeking a strategic and collaborative attorney to join our Securities Finance Legal team. In this role, you'll be… more
- Xerox (Trenton, NJ)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States ... Manager without Direct Reports Job Type Experienced Job Field ATTORNEYS Seniority Level Mid- Senior Level Currency USD - United States - US Annual Base Salary Minimum… more
- Coinbase (Trenton, NJ)
- …broker-dealer activities, ensuring adherence to SEC and FINRA rules. * Provide expert legal counsel on complex issues related to the Securities Exchange Act of ... day, as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We… more
- TD Bank (Mount Laurel, NJ)
- …Act of 1940, FINRA, SEC rules, and other applicable state and federal securities laws.** + **Help mitigate risk and ensure the firm meets regulatory obligations.** ... expertise and Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including on-site exam coordination,… more
- TD Bank (Mount Laurel, NJ)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD Bank ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- Cardinal Health (Trenton, NJ)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations. Privacy is responsible for providing advice, … more