- American Express (Phoenix, AZ)
- …programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and ... Compliance organization and led by the Chief Risk Officer, manage operational risks associated with...including policy & procedure development, risk appetite, risk control self-assessment and testing , and issue… more
- American Express (Phoenix, AZ)
- …Global Risk and Compliance organization and led by the Chief Risk Officer, manage operational risks associated with Information & Cyber Security Risk ... disaster recovery, dependency risk management, resiliency monitoring, operational vulnerability management and resiliency compliance management. +… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... group is seeking a Senior Auditor to assess financial, operational , and technological risks, ensure compliance with...testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... Community to operationalize and update risk universe components, including risk statements, control expectations, and testing approaches standards. +… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... production testing and strategy monitoring functions for CL CRO. ** Risk Analytics Director, Strategies QA, Transformation & Enablement** **In this role, you… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... multiple business areas including integrated audits that consider financial, operational , compliance and technology risk ....testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- Deloitte (Tempe, AZ)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- MUFG (Tempe, AZ)
- …line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive the ... in third-party risk management highly desirable. Additional experience in bank compliance , audit, risk , legal or related positions. + Strong analytical or… more
- Sumitomo Pharma (Phoenix, AZ)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory, legal and operational rules and ... including signal detection, signal validation, signal escalation, development of risk mitigation strategies and authoring of signal evaluation reports according… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... seeking a Senior Lead Digital Product Manager - Pen Testing /Software Development Product Owner to own the alignment of...the product area vision, priorities and strategy while managing risk and ensuring regulatory and policy compliance .… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... Compliance risk management processes including compliance risk assessment, testing and...above. + Knowledge of and experience with enterprise / operational risk management processes including regulatory exam… more
- American Express (Phoenix, AZ)
- …regulations + Experience in risk and control assessments, audit, or compliance testing + Familiarity with KYC operations, customer lifecycle, management ... AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC ...capabilities, the enterprise undergoes an uplift to the Enterprise Risk and Operational Risk Management… more
- American Express (Phoenix, AZ)
- …Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing , Privacy, Internal Audit ... (RCM), and contribute to the Business Unit Compliance Assessments (BUCA), Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Review… more
- Ralliant (Chandler, AZ)
- … Compliance :** 2. Lead the annual SOX compliance process including risk assessments, control design, and testing . 3. Collaborate with process owners to ... Maintain comprehensive documentation of SOX compliance activities, internal controls, risk assessments, and testing results. 29. Prepare and present reports… more
- American Express (Phoenix, AZ)
- …reviewed by various oversight teams including the Internal Audit Group (IAG), Independent Compliance Testing (ICT), and Global Risk Oversight. These reviews, ... laundering and terrorist financing, and provides broad analytical and operational support for the company's enterprise-wide AML functions. GFCC...request deadlines to ensure compliance with IAG, Risk Oversight, and Compliance Testing … more
- American Express (Phoenix, AZ)
- …(ICA), issue management, the new product approval process, audit, and independent compliance testing (ICT), and financial institution due diligence (FIDD). This ... AML function. GFCC is part of the broader Global Risk & Compliance organization. GFCC's Program Governance...of the Financial Crimes program as would experience within Operational Excellence, Audit or Compliance . Experience with… more
- Coinbase (Phoenix, AZ)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... operational OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational support partners (ie Workforce… more
- Navient (Phoenix, AZ)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the ... training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial… more
- American Express (Phoenix, AZ)
- …areas: AML/BSA, financial crimes compliance , enhanced due diligence, screening/sanctions risk management, and/or operational risk + Proven analytical ... Global Financial Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes … more