• CFO , Bank Broker

    Broadridge Financial Solutions (New York, NY)
    …leadership role responsible for providing all planning analytics and decision-support for the Bank Broker Dealer (BBD) and Broadridge Customer Communications ... responsible for setting expectations for management and delivering timely financial information including results, forecasting and budgeting, competitive analysis,… more
    Broadridge Financial Solutions (03/31/25)
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  • CFO Regulatory Reporting Controller II…

    Bank of America (Jersey City, NJ)
    …reporting teams. The Regulatory Reporting Controller II role is within the GRR Broker Dealer organization responsible for the preparation of Regulatory Reporting ... CFO Regulatory Reporting Controller II (Global Financial...Prepares and reviews trend and analytical reporting related to Broker Dealer computations - Works with internal… more
    Bank of America (05/03/25)
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  • Enterprise Financial Risk Capital Risk…

    Bank of America (New York, NY)
    …managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer ( CFO ) Group, we also bring together a ... view across all seven risk types for the Company's CFO . The team helps Bank of America...across all scenarios + Lead EFR coverage of SEC broker dealer net capital rules and CFTC… more
    Bank of America (04/12/25)
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  • Director, US Finance, US Wholesale Corporate…

    TD Bank (New York, NY)
    …corporate accountants to work collaboratively to achieve a timely close along side the Broker Dealer reporting and Financial Operations teams + Assisting ... runs the US wholesale controllers' group under the US CFO . The successful candidate will be responsible for the...will review entries and reconciliations for the books of broker dealers and non- broker dealer more
    TD Bank (05/15/25)
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