- TD Bank (New York, NY)
- …Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... is outlined in the general description below. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …role which is outlined in the general description below. **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... will cascade throughout the organization. **The Ideal Candidate:** The Compliance Business Oversight Manger -...and Data Regulations is the primary compliance manager for the Marketing US line of business… more
- TD Bank (New York, NY)
- …Conduct monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing… more
- Amazon (New York, NY)
- Description Amazon's Transportation Risk & Compliance (TRC) Department of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior ... Risk Manager to conduct DOT compliance risk assessments...transportation businesses, implementing scalable risk management solutions to enable business growth. The DOT Oversight and Governance… more
- TD Bank (New York, NY)
- … that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking ... outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- American Express (New York, NY)
- …impact in this role?** We are seeking a highly motivated and detail-oriented Strategic and Business Risk Oversight Manager to join our growing team. This ... and oversight functions. **Minimum Qualifications:** + Bachelor's degree in Business Administration, Finance, Economics, Risk Management, or a related field. + 5… more
- Neuberger Berman (New York, NY)
- …as the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the Private Wealth ... and Shannon Saccocia, Chief Investment Officer - Wealth. The Trust Investment Oversight Officer will serve as the primary liaison between the Trust Companies… more
- Amazon (New York, NY)
- …complex global environment. The Senior Risk Manager will work closely with compliance leads and business partners to develop mechanisms and program controls ... (DOT) team is seeking a high performing Senior Risk Manager to support Amazon regulated transportation programs in a...performance and compliance metrics and provide written compliance narratives for compliance and business… more
- TD Bank (New York, NY)
- …Digital and Channels team as part of the Financial Crimes Risk Management (FCRM) Business Oversight team. Employee will assist in risk oversight activities ... FCRM organization while providing sound risk management and AML compliance guidance to the line of business ....line of business . The Financial Crime Risk Business Oversight Specialist acts as key … more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- BlackRock (Princeton, NJ)
- …caps, allocation, and application of break points. + External service provider oversight . **Project Management for regulatory and business change** + ... **About BlackRock** Elevate your career by joining the world's largest asset manager ! Thrive in an environment that promotes positive relationships and recognizes… more
- TD Bank (New York, NY)
- …Crime Risk Oversight Analyst provides a range of research, guidance, and business oversight to assigned portfolio, business , or function to ensure ... and assesses potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in the application… more
- Bank of America (Jersey City, NJ)
- Third Party Information Security Escalation Management and Oversight Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; ... Join us! The Third Party Information Security Escalation Management and Oversight role oversees Third Party Information Security escalations that route through… more
- Bloomberg (New York, NY)
- …to evolve. We are looking for a First Line OpRes Control and Reporting Manager , responsible for managing the lifecycle of controls owned by or supporting the OpRes ... overall controls vision for the OpRes Program, including partnering with the Business and internal stakeholders to develop, prioritize, and build out control… more
- BMO Financial Group (New York, NY)
- …and methods governance is implemented, managed, and monitored in the business /group. The governance framework includes SEC/FINRA regulatory policies, guidelines and ... and measures to promote transparency, accuracy, consistency across groups. Provides an oversight of SEC Rule 17a-5. Applies specialized knowledge of Accounting &… more
- TD Bank (New York, NY)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- Citizens (New York, NY)
- …data protection, and/or risk requirements across the organization. Executing strategy for compliance , providing oversight of the Privacy Program, and providing ... Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess,...State laws as they are enacted. + Provide guidance, oversight , and challenge to Business Lines/Divisions on… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Manager , Risk, Compliance & Strategic Initiatives Occupational Category Other Professional Careers Salary ... apply. Please contact Human Resources if you require an accommodation.BASIC FUNCTION:The Manager , Risk, Compliance & Strategic Initiatives is the primary advisor… more