- TD Bank (New York, NY)
- …outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager… more
- TD Bank (New York, NY)
- …- both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a ... guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- Fox Rothschild LLP (Lawrenceville, NJ)
- **Description** We are seeking a strategic and results-driven Senior Manager , Digital Data Governance & Compliance to lead the enterprise-wide approach to ... stakeholders. ** Compliance & Risk Management** + Ensure digital data governance practices align with regulatory, legal, and privacy requirements (eg, CCPA,… more
- BMO Financial Group (New York, NY)
- …SEC 15c3 experience, possessing a strong understanding of broker dealer operations and SEC/FINRA regulations. This individual should have dealt with trading ... a comprehensive grasp of the industry. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance… more
- Amazon (New York, NY)
- …(DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop compliance ... regulated transportation operations . This role will work closely with compliance leads and business partners to identify risks, develop mechanisms and program… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Operations and Governance provides governance , ... the Compliance Executive Team** **The Monitoring Program Governance team of US Compliance Operations...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- NBC Universal (New York, NY)
- …entertainment content. The spin-off is expected to be completed during 2025. The corporate governance manager will support all corporate governance and board ... of a newly formed Media company. The corporate governance manager will be responsible for providing...matters, including matters associated with the company's public company compliance and corporate governance + Work as… more
- American Express (New York, NY)
- …enterprise Operational Risk Management programs and reporting. GMNS is looking for a Manager of Governance focused on ensuring control management is embedded in ... the day-to-day operations of our organization. It will involve extensive collaboration...across numerous business units, functional areas, and geographies. **The Manager , GMNS Control Management Governance will:** +… more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... discuss, and address emerging regulatory trends that may impact their relevant business operations from a compliance perspective; actively monitor and report on… more
- Citigroup (Jersey City, NJ)
- …book of work to ensure standards adoption and persistence completion, SLA compliance , timely delivery, and prioritization of key efforts across all asset classes ... set for issues and paths to green. This senior manager will be responsible for delivery required by Consent...the technology data strategy + Enhancing existing asset class governance framework to enable scalability across increases programs to… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** **Department Overview:** This Finance Manager - Governance & Control role is embedded with the US ... team and will lead the team's build out of Governance & Control infrastructure. This role will take a...and privacy; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal… more
- Otsuka America Pharmaceutical Inc. (Princeton, NJ)
- **Job Summary** The Senior Manager , IT Procurement Processes & Governance is a supporting role that assists in ensuring compliance with procurement policies ... to evaluate vendor performance, manage contracts, support negotiations and enforce governance processes. This individual ensures vendor contractual compliance ,… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** The Senior Group Manager Finance oversees a team of Business Finance professional roles that provide ... function within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It… more
- TD Bank (New York, NY)
- …regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports Change ... United States of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $185,000 USD...line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business… more
- BMO Financial Group (New York, NY)
- …as needed **Qualifications:** + Proven experience in governance , risk management, compliance , business management, operations , or a related field. + Strong ... standards. + Recommend best practices and identify efficiency opportunities related to governance and management operations . **Risk Management:** + Develop risk … more
- SMBC (Jersey City, NJ)
- …data sources to confirm data accuracy and quality. Run and analyze reports on compliance with data standards to inform updates to the firm's policies and procedures. ... systems to prevent siloing of data. **Role Objectives: Interpersonal** Partner with compliance colleagues to audit data retention and access policies to ensure they… more
- Broadridge Financial Solutions (New York, NY)
- …remote. Responsibilities + Lead the governance of all market data operations , ensuring effective risk management, compliance , and audit readiness across the ... of Broadridges market data program. You will direct the governance , compliance , and optimization of market data...leadership, product vision, and advanced knowledge of market data operations . We are made up of high performing teams… more
- Amazon (New York, NY)
- …team working on security and responsible AI for Amazon! As a Technical Program Manager in AWS Compliance & Security Assurance, you'll lead strategic efforts in ... at scale. You will work directly with AWS service teams, security operations , and infrastructure teams to continually identify, refine, and develop new ideas… more
- TD Bank (New York, NY)
- …Business:** Risk Management **Job Description:** The **Group Risk Specialist, Enterprise Risk Governance ** will support the Senior Manager in evolving the ... all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external… more
- SMBC (New York, NY)
- …expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations , Risk, Legal, Compliance , and other key stakeholders to ... CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The...CCR team in CCAR activities - ensure IHC CCAR compliance by conducting comprehensive gap analysis against SR 15-18,… more